Kim Adamson

Kim Adamson Email and Phone Number

Head of Compliance Monitoring -- Federated Hermes Limited @ Federated Hermes Limited
Kim Adamson's Location
United Kingdom, United Kingdom
Kim Adamson's Contact Details

Kim Adamson personal email

n/a
About Kim Adamson

I am an extremely positive and motivated individual with a keen sense of drive and enthusiasm for my work. I have strong interpersonal and customer focused skills, with the ability to relate to and engender confidence in people at all levels. I am a strong believer in the importance of success in a team environment and can function well as a leader or a player. Always proactive, I enjoy a challenging role and can work well in a busy and pressurised environment, can readily accept responsibility and change. I am an achiever, and take pride in the fact that any duties I undertake will be done to the best of my ability. I am highly self-motivated, flexible and adaptable, with a confident and organised approach. I can offer excellent communication skills, a friendly and resourceful personality, good commercial awareness and a true commitment to my job and the company I work for.Specialties: Compliance - Compliance Regulatory Risk Assessment (CRRA), Compliance Monitoring Plan, scoping and reviewing tests,PA/EA - legal/healthcare/pharmaceuticals/financial services, -managing multiple calendars, organising travel, facilities management, organising off site meetings and corporate entertainment, producing documents, reports, presentations (Excel, Powerpoint, Word).

Kim Adamson's Current Company Details
Federated Hermes Limited

Federated Hermes Limited

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Head of Compliance Monitoring -- Federated Hermes Limited
Kim Adamson Work Experience Details
  • Federated Hermes Limited
    Head Of Compliance Monitoring
    Federated Hermes Limited Apr 2012 - Present
    London, Gb
    Currently Head of Compliance Monitoring - responsible for the annual Compliance Regulatory Risk Assessment (CRRA) and for training and working with 2 individuals to ensure all tests suggested as the outcome of the CRRA are thoroughly and properly scoped in line with regulations and the Hermes' business in general.Responsible for signing off all areas of the compliance team's monitoring. Ensuring that the Compliance Monitoring Plan/s remains current and that the tests are robust in nature. Ensuring also that the CMP is a live / fluid document, and providing there is suitable justification - to add/delete or amend testing (with board approval).Ensure all MI is prepared in a timely fashion for presentation at various boards/committees.Previously I was more of a generalist at Hermes, covering: Advisory, Monitoring, AML, External Relations
  • Northern Trust
    Compliance Specialist
    Northern Trust Apr 2007 - Apr 2012
    Chicago, Illinois, Us
    • Responsible for monitoring & maintaining Approved Person Regime• Monitoring and maintaining Personal Account Dealing procedure, approving pre-clearances, liaising with the trading desk and carrying out relevant searches• Monitoring of Gifts & Benefits, including analysis of data and providing data for best execution monitoring, relating to inducements• Filing of SEC – ADV forms• Due diligence visits to Manager of Managers• Dealing with Errors/Breaches, including escalation procedures• Providing metrics for oversight committees • Dealing with telephone/voice recording procedures• Analysis of Major Shareholder Disclosures• Heading projects to implement automated PAD systems• Quarterly Reporting to Funds boards• Reviewing Financial promotions & general marketing material, including KIIDS.• Analysis of client complaints• T&C representative for Asset Management Floor• Carrying out 1:1 Compliance training to new joiners.• Country Risk Analysis• Conflicts of Interest Reviews• CASS - Daily/monthly reconciliations
  • Northern Trust Global Investments
    Compliance Analyst
    Northern Trust Global Investments Apr 2007 - Apr 2012
    Chicago, Illinois , Us

Kim Adamson Skills

Compliance Word Powerpoint Country Risk Analysis Asset Management Excel Microsoft Word Due Diligence Financial Services Microsoft Excel Management Kyc Aml Banking Equities Fsa Fund Administration Hedge Funds Anti Money Laundering Derivatives Fixed Income Investments

Kim Adamson Education Details

  • Sii
    Sii
    Investment Administration Qualification
  • Dowsett High School For Girls
    Dowsett High School For Girls

Frequently Asked Questions about Kim Adamson

What company does Kim Adamson work for?

Kim Adamson works for Federated Hermes Limited

What is Kim Adamson's role at the current company?

Kim Adamson's current role is Head of Compliance Monitoring -- Federated Hermes Limited.

What is Kim Adamson's email address?

Kim Adamson's email address is ka****@****trs.com

What schools did Kim Adamson attend?

Kim Adamson attended Sii, Dowsett High School For Girls.

What skills is Kim Adamson known for?

Kim Adamson has skills like Compliance, Word, Powerpoint, Country Risk Analysis, Asset Management, Excel, Microsoft Word, Due Diligence, Financial Services, Microsoft Excel, Management, Kyc.

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