Supporting RPS Statements, Disclosures, Operations Kits, Compliance Mailings & Marketing Support

Supporting Retirement Plan Services for Quarterly & Ad Hoc Statements, Disclosures, and Operational Kits

Managing the distribution of compliance and marketing materials for Retirement Plan Services, Retail and Third-Party Distribution. Also handled Vendor Management with multiple vendors.

Managed the Composition Team, which created and filed regulatory documents that had to file with the SEC. We were a client service site. When clients came into our site, Sales would have me give a presentation of our system and show them how we file their documents with the SEC. I also did training for new employees and testing for system upgrades.

Managed the 24 hour/6 days a week Composition Team that created and revised documents for mutual fund companies. Also created, revised and filed documents for companies that had to file with the SEC.

Started as a Composition Typesetter and assisted as a Proofreader for documents that had to file with the SEC (IPOs, 10-Ks, 10-Qs, etc.). Then became the 1st Shift Lead in Composition and then moved into the Training Department where I trained new employees, conducted Assessment Testing and wrote training documentation.