Kimberly G. Email & Phone Number

United States

United States

Hicksville, Ny , Us

Raleigh, North Carolina, Us

New York, New York, Us

New York, New York, Us

New York, Ny, Us

Supported the American Express National Bank, and it's affiliate lines of business, specifically within the US Consumer Services group for Global Risk & Compliance:Conducted an in-depth review for new products and services launching to Bank and Enterprise customers, as part of a Subject Matter Expert team (Consumer Practices Compliance). New Offering assessments include: a focus on Customer Fairness, Customer Experience, Communications, and potential UDAAP, UDAP implications.Reviewed monthly customer complaints for all legal entities present at the Company which may be flagged for potential Consumer Practices issues and concerns. Administered and coordinated activities required by Business Units to demonstrate compliance with the Red Flags Rule (FACT ACT) mandate, are executed annually and appropriately, including: Covered Account Assessment, and Business-Unit Identity Theft Prevention Programs.Prepared and distributed a quarterly Identity Theft Prevention report for both the US Bank and the Enterprise to bring awareness to Bank officials and Enterprise delegates in the event Identity Theft thresholds are breached for each legal entity; and to ensure the safety and soundness of the financial institution.Collaborated with the Fair Lending subject matter expert team to develop a consolidated report for the International Market Compliance Lead; key risk issues of markets outside of the US are reviewed and determined if issues require further escalation.Coordinated sampling methodology in support of an annual Marketing Review executed by the Consumer Practices SME team.Revi8ews Business Unit marketing creatives to ensure creative content is within acceptable guidelines of The Supervision and Examination Manual of the CFPB, on a bi-annual basis.

New York, Ny, Us

Supporting the US Banks, Global Risk & Compliance: As a second line of defense for the company, working across multiple functions of the overall Compliance program and specifically to Bank Compliance:-Manages relationship with the Affiliate Management Program Office contacts on: Identifying Bank impacting activities through an annual refresh of Bank Affiliate agreements, while maintaining an activity inventory. Inventory is meant to assist in the annual compliance risk assessment, by defining services performed for or on behalf of the Banks to ensure proper risk controls exist within all lines of business and their affiliates at American Express. -Additionally, a due diligence and bank compliance process is performed in conjunction with Enterprise Compliance for all new products and initiatives in order to identify and mitigate risks to the Banks of the organization, prior to launch.Other responsibilities include: Management reporting and activities for compliance committee coordination and preparation.

Chiyoda-Ku, Tokyo, Jp

Supporting the Compliance Testing Team within the Bank's Risk division: Provided an assurance function for full, limited, and targeted examinations completed by the Compliance Testing group in accordance to the bank's risk assessment. Frequented Areas of Testing include:Alphabet RegsAnti-Corruption: Regional & US.Regional: Corporate Governance, Vendor Management, Bank AffiliatesDodd Frank ProvisionsBSA/AML/OFAC- Processes & Due Diligence TopicsEach examination review includes: a full analysis of test scope, verification of work papers, providing feedback in an objective and timely manner, and ensuring all final deliverables are accessible upon request by internal and/or external requests. Additional tasks include management reporting, issues management, and delivering an annual team training.

Gb

Supporting the Advisory FS LoS, Banking & Capital Markets as a Processing Specialist, non-client facing.Provided combined Advisory/Assurance functions as a team member of various engagements utilizing a wide-range of skill set, including but not limited to: administrative, processing, writing, reporting, inter-personal communication.Previous Engagements Include:Independent Foreclosure Review (Mortgages) Learning and Development Course Compliance/Accreditation FATCA- Federal Tax ID Registration for EntitiesBankruptcy- Proof of Claims (Compliance & Reconciliation)SCRA Foreclosure ReviewBank Compliance Testing (Corporate Governance, Policy & Procedure, Business Line Compliance)

Bachelor Of Arts, Psychology, Urban Studies

Graduate Certificate, Project Management

Non Degree, Psychology, Social Work