Kim Schmidt Email & Phone Number

Brookfield, Wi

Senior member of new installations team which assists clients convert onto the BETA Systems platform. Responsible for conducting new client demos, facilitating functional review sessions to identify workflow differences, assist in the set up both the production and training regions, and conduct training sessions to new users on the platform.Work with existing clients on how best to utilize platform, suggest new workflows and assist clients with the use of our data. In addition work with 3rd party partners/vendors on business integration with our system.Refinitiv, formerly the Financial & Risk business of Thomson Reuters, is one of the world’s largest providers of financial markets data and infrastructure. Serving more than 40,000 institutions in over 190 countries, we provide information, insights, and technology that drive innovation and performance in global markets. Our 160-year Reuters heritage of integrity enables customers to make critical decisions with confidence, while our unique open platform, best-in-class data, and cutting-edge technology bring greater opportunity to our customers. By advancing our customers, we drive progress for the entire financial community. Visit refinitiv.com. Join our community on LinkedIn (refini.tv/linkedin) and Twitter (refini.tv/twitter)

Brookfield, Wi

Responsible for the management of the advisory, non-discretionary fee-based program. Defined new product opportunities, ensured regulatory compliance, and coached and trained financial advisors on program use and guidelines.

Responsible for the daily management of stock option and restricted security transactions which included Rule 144, Rule 145 and 10b5-1 trading plans. Supervised staff and monitored daily transactions.

Monitored and reconciled firm’s inventories daily. Resolved trading discrepancies in a timely manner to minimize trading losses. Lead coordinator for the distribution and reconciliation of equity syndicate transactions.