Kirk Carson, J.D. Email & Phone Number

Phoenix, Az, Us

Winston-Salem, North Carolina, United States

501(c)(3) organization providing a daily devotional through Bible verses that correlate with the date (e.g. Genesis 1:1 for January 1 - 1:1 for 1/1) along with Biblical teaching lessons and speaking engagements. Sign up at datetheword.com or download our app.

New York City Metropolitan Area

Oversee a team responsible for the filing of Form ID, Form D, and Blue-Sky Notices for thousands of US SPVs, US Funds, and Foreign (Lux and UK) Funds. Generated $900,000+ in cost-savings and ARR. Lead and develop regulatory and VC/PE training sessions with internal teams made up of salespeople, SDRs, and associates named “Kirk University”. Work closely with our VC Sales and Delivery teams to ensure compliance with Regulation D and 3(c) exemptions. Manage a team that handles all post-close activities of all US SPVs, including transfers of interest, distributions, wind-downs, and other exit events. Assist with Form ADV filings. Manage relationship between Carta and broker-dealers for public exits.

New York City Metropolitan Area

Promoted.

New York City Metropolitan Area

Served as the point of contact for US clients. Managed the formation of the Special Purpose Vehicle. Communicated with deal partners to open bank accounts, obtain EINs, reconcile payments, and wire assets to the target company. Filed SA-800s with HMRC in the UK and generated Form 1065 for US deals. Vauban rebranded and fully integrated into Carta. Moved to Fund Formations in the Re-org.

Salt Lake City Metropolitan Area

Salt Lake City Metropolitan Area

Served as the Compliance associate for 8,500 private equity Special Purpose Vehicles (SPVs). Assisted in the filing of and ensured continued compliance with Regulation D, Investment Company, and Investment Advisers exemptions. Managed Exempt Reporting Adviser filings for dozens of Private Fund managers. Oversaw 506(c) accreditation checks for thousands of accredited investors. Screened and edited investment documents such as fund side letters, Operating Agreements, Subscription Agreements, PPMs, and purchase agreements for all SPVs. Kept Assure template governing documents, widely considered to be the standard for private fund deals, up to date. Oversaw the closing process of investment transactions. Communicated with California Franchise Tax Board to achieve tax abatements or filed return amendments on behalf of hundreds of private funds. Screened and edited post-close documentation for M&As or IPOs.

Salt Lake County, Utah, United States

Worked directly with clients and client services teams in the Securities Division to process asset transfer requests. Investigated exceptions in internal books and records to identify resolutions. Worked closely with Treasury Operations on cash settlement to minimize settlement delays for clients, and to mitigate the impact of large client transfers to firm funding projections. Analyzed and improved processes and procedures with an eye for reducing risk.

Greensboro, North Carolina, United States

Provided legal advice, counsel, and support to the University Board of Trustees, Chancellor, and senior level administrators to further the University’s mission. Worked closely with attorneys throughout the Office of the Legal Affairs and staff within the larger Division of Legal Affairs, Risk and Compliance. Managed a portfolio that includes various practice areas including employment/labor law, Title IX compliance, policy development and review, business transactions and contracts, intellectual property and tech transfer, campus safety, open/public records, FERPA, HIPAA, and Enterprise Risk Management.

Greensboro, North Carolina, United States

Provided legal assistance under attorney supervision for pro bono clients on choice of entity, non-profit organization, and intellectual property law. Drafted Articles of Organization, Operating Agreements, and legal memorandums. Conducted research on trademark classifications and availability. Drafted correspondence with clients, making recommendations for appropriate next steps.

Greensboro--Winston-Salem--High Point Area

Drafted contractual documents and amendments, supported product development and compliance through research and writing, reviewed and analyzed bankruptcy filings and developed strategy, communicated with outside counsel regarding revisions to court filings, communicated with internal clients regarding legal issues and questions, and provided research and analysis on a variety of topics arising in a corporate legal environment.

Greensboro, North Carolina, United States

Provided legal research support and analysis of cases involving the Montana Wrongful Discharge from Employment Act. Analysis will be used for one or more law review articles to be co-authored with Professor Fink.

Gahanna, Oh

Provided day-to-day operational support to 12 departments and 11 branches. Assisted Credit Union Members with issues and inquiries pertaining to IRAs, transfers, rollovers, withdraws, recharacterizations, and contributions. Performed quality control for tens of thousands of documents transferred into the new Synergy filing system over a period of four months. Adjusted and revamped over 250 bankruptcy accounts from Chapter 13 Trustees to create a more efficient and user-friendly system. Ordered all office supplies while successfully remaining fully stocked and staying well under allotted budget.

Columbus, Ohio Area

Provided excellent customer service in a fast-paced work environment with 24 employees under direct supervision. Oversaw thousands of dollars in cash and tens of thousands of dollars in credit transactions on a nightly basis. Documented and supervised the storage of all supplies and inventory. Reduced the amount of waste that contributed to going over inventory budget while simultaneously bringing in a larger revenue stream, thus leading to four straight profitable quarters after long streak of negative quarters.

Doctor Of Law - Jd

Activities and Societies: Pro Bono Board; Innocence Project; Public Interest Law Society; Teen Court

Bachelor'S Degree, Law

Activities and Societies: The Federalist Society Spiritual Life Director (2 years) Community Group Leader (2 years)