Kirk Lundgren, Crcm Email & Phone Number

Greater Salt Lake City Area

Greater Salt Lake City Area

I am the bank's designated BSA/AML/OFAC Officer. I manage the bank’s Compliance Management System, Bank Secrecy Act / Anti-Money Laundering / OFAC Program, Community Reinvestment Act program, and Compliance Risk Assessment process presenting status reports as appropriate. I perform a number of duties inclusive of assessing compliance priorities, scheduling compliance monitoring activities, managing a 2 person team and setting annual compliance and code of ethics training schedules. I bring value to the organization by maintaining compliance with FDIC and State of Utah regulations related to Safety & Soundness and Compliance exams. The following are a few examples of the results I achieved:• Carefully scrutinized compliance monitoring reports for accuracy finalizing the reports for presentation and approval to the Compliance Committee each quarter.• Selected to represent the bank as a member of the Utah Bankers Association’s CRA Committee (2018 to present).• Selected to represent the bank as a member of the Utah Association of Financial Services (UAFS) Foundation Committee (2018 to present) which allocates pooled funds from Industrial Banks to local non-profits that serve the low-to-moderate income community.

Greater Salt Lake City Area

As a Senior Vice President, I held concurrent responsibility for the bank’s Bank Secrecy Act / Anti-Money Laundering Program and Security Program. I added value by overseeing the BSA/AML Risk Management process and providing status updates to the Compliance Committee on a quarterly basis. My duties included determining and reporting emerging risks, as well as tracking and reporting suspicious activity and large currency transactions to regulatory agencies. I prepared and disseminated CTR/SAR status reports quarterly. Also, I examined and tested physical security systems regularly providing annual reports to the Board. I prided myself in collaborating with HR in the analysis of new hire background checks. Additionally, I facilitated necessary security activities related to terminated employees.Specific examples of my key accomplishments in this role are as follows:• Ensured BSA/AML training to over 190 employees and directors annually, as well as new hires within the first 30 days on the job.• Supported strategic partners in strengthening their related BSA / AML Programs significantly reducing new online account fraud, as well as identifying and reporting suspicious activities to the bank.

Greater Salt Lake City Area

In this role, I directed the bank’s Compliance Management System, Bank Secrecy Act / Anti-Money Laundering Program, Community Reinvestment Act program, Security program and Compliance Risk Assessment process presenting status reports as appropriate. I performed a number of duties inclusive of assessing compliance priorities, scheduling compliance monitoring activities, managing a 5 person team and setting annual compliance and code of ethics training schedules. I brought value to the organization by maintaining compliance with FDIC and State of Utah regulations related to Safety & Soundness and Compliance exams. The following are a few examples of the results I achieved:• Created and implemented a three-year CRA Strategic Plan for the bank facilitating FDIC approval in 2015. • Carefully scrutinized compliance monitoring reports for accuracy finalizing the reports for presentation and approval to the Compliance Committee each quarter.• Selected to represent the bank as a member of the Utah Bankers Association’s Compliance and CRA Committees (2009 to 2017).• Coordinated CRA volunteer opportunities for employees through organizations such as Junior Achievement.

Greater Salt Lake City Area

In this role, I directed the bank's Bank Secrecy Act / Anti-Money Laundering Program and Security program. My duties included determining and reporting emerging risks, as well as tracking and reporting suspicious activity and large currency transactions to regulatory agencies. I prepared and disseminated CTR/SAR status reports. Also, I examined and tested physical security systems regularly providing annual reports to the Board.

General Studies

Crcm, Bank Compliance