Kit Voon Email & Phone Number
Who is Kit Voon? Overview
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Kit Voon is listed as Senior Compliance Manager at Funding Societies Malaysia, based in Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia. AeroLeads shows a matched LinkedIn profile for Kit Voon.
Kit Voon previously worked as Assistant Vice President at Khazanah Nasional Berhad and Compliance Officer at Fa Advisory Sdn Bhd. Kit Voon holds Bachelor'S Degree, Economics, Second Class (Upper) from University Of The West Of England.
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About Kit Voon
Recipient of the 2013 Securities Commission Malaysia Scholarship and Recipient of the 2015 University of West England - Taylor’s Scholarship. Well-versed in the Capital Market industry, specializing in the area of Compliance, with certifications in SCLE Module 6 & 7. Having experience spanning across regulatory body, licensed entity and sovereign wealth fund, providing a comprehensive and holistic understanding on the industry landscape. Proficient in establishing business processes and designing compliance frameworks from inception to ensure adherence to regulatory standards in Malaysia and internationally.
Listed skills include Leadership, Microsoft Office, Management, Microsoft Word, and 6 others.
Kit Voon's current company
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Kit Voon work experience
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Senior Compliance Manager
Assistant Vice President
• Ensuring that investments (private and public equities, co-invest, funds and external fund managers) made by the sovereign wealth fund are in compliance with internal risk limits and all statutory laws, both locally and globally. This includes, but is not limited to, ensuring proper disclosure, liaising with US OFAC and legal firms worldwide to ensure Khazanah's investments adhere to OFAC rules amidst geopolitical situations, ensure adherence to predetermined risk limits, such as only allow trading of stocks that are approved by relevant authority and ensuring compliance with daily trading limits.• Enhance the sovereign wealth fund's compliance and risk function by onboarding an Information Vendor, DowJones, to implement continuous monitoring of Khazanah's stakeholders and investments made. • Establishing and enforcing internal policies and procedures for all staff in the investment department, which includes overseeing investee companies, mitigation of conflicts of interest and ensuring investments align with Khazanah's mandate, prohibiting investments in weapons, illegal drugs, etc.• Well versed in Charles River Investment Management System (“CRD”), particularly in the module of compliance. • Spearheaded the entire Khazanah upgrade of CRD, by collaborating closely with key stakeholders of CRD such as Public Market Team, Finance Team, Digital & Technology, and Governance Risk & Compliance.
Compliance Officer
- Part of the Management Team and reports to the Board of Directors/Chief Executive Officer, responsible for ensuring the Company's compliance with all regulatory and legal requirements.- Served as a liaison between the Company and various regulators and authorities, including Securities Commission Malaysia, Bank Negara Malaysia, and Federation of Investment Managers Malaysia.- Oversaw all regulatory matters and the submission of compliance-related reports.- Established and strengthened the Company's Compliance function by implementing relevant policies and processes to support business operations and effectively manage risks.- Developed standard operating procedures for the Company's core business of Financial Planning, Financial Advisor, and Corporate Unit Trust Scheme Advisers.- Setup proper monitoring and oversight of the conduct of all 80 CMSRL holders and making sure all CMSRL holders remain fit-and-proper throughout licensed tenure, such as fulfillllment of CPE/CPD points, disclosure of assets, and disclosure of potential conflict of interest etc.- Introduced the Company’s Anti-Money Laundering, Anti-Terrorism Financing and Proceeds of Unlawful Activities (”AMLA”) framework.- Introduced the Company’s Anti-Bribery and Anti-Corruption (”ABAC”) framework.- Conducted Compliance training to all CMSRL holders, such as AMLA Training, Proper Sales Conduct and ABAC Training etc.- Ensured all licensed representatives (CMSRL and FAR) and employees under the Company are up-to-date with the latest rules and regulation.- Introduced Compulsory Annual Declaration for every Licensed representatives (CMSRL and FAR), for greater oversight. - Spearheaded and successfully implemented Balanced Scorecard (“BSC”) Requirement by Bank Negara. - Introduced “Client Account Opening form”, to empower clients with the rights to their personal data.
Executive
- Rotated through all core areas/departments of the organization to gain a broad and holistic understanding of the entire capital market:o Authorization and Licensing Department: Served as a key gatekeeper for the capital market, processing and reviewing all new companies or individuals to ensure viability and compliance with the law before granting licenses. Responsible for monitoring licensed entities to ensure continuous compliance and reviewing existing rules for potential improvements.o Enforcement Department: Supported the organization in executing its law enforcement function concerning companies or individuals who violated capital market laws, and also collaborated closely with other law enforcement agencies in Malaysia and abroad to take action against those who broke the law.o Equities, Market Surveillance, and Economics Department: Assisted the supervision of the stock market to uphold the organization's mission of "protecting investors and maintaining fair, orderly, and efficient markets.", assessed any unusual market movements to prevent fraudulent or market manipulation activities, and evaluated all IPO-interested companies to ensure they met the Listing Requirements for listing on Bursa Malaysia.
Casual Worker
Worked as a part time Casual Worker to acquire a holistic and well-rounded education in the UK, whereby immersing myself in a fully British environment beyond just university-based activities. This provided me with valuable real-life experiences in understanding how the hotel industry operates and interacting with people from diverse backgrounds across the globe. As part of my responsibilities, I was entrusted with the assistance of organizing meetings and events, including company dinners and conferences, while ensuring that customer expectations were met.
Kit Voon education
Bachelor'S Degree, Economics, Second Class (Upper)
Bachelor'S Degree, Finance And Economics, Second Class (Upper)
A-Levels, 3A 1B
Frequently asked questions about Kit Voon
Quick answers generated from the profile data available on this page.
What company does Kit Voon work for?
Kit Voon works for Funding Societies Malaysia.
What is Kit Voon's role at Funding Societies Malaysia?
Kit Voon is listed as Senior Compliance Manager at Funding Societies Malaysia.
Where is Kit Voon based?
Kit Voon is based in Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia while working with Funding Societies Malaysia.
What companies has Kit Voon worked for?
Kit Voon has worked for Funding Societies Malaysia, Khazanah Nasional Berhad, Fa Advisory Sdn Bhd, Securities Commission Malaysia, and Bristol Marriott Royal Hotel.
How can I contact Kit Voon?
You can use AeroLeads to view verified contact signals for Kit Voon at Funding Societies Malaysia, including work email, phone, and LinkedIn data when available.
What schools did Kit Voon attend?
Kit Voon holds Bachelor'S Degree, Economics, Second Class (Upper) from University Of The West Of England.
What skills is Kit Voon known for?
Kit Voon is listed with skills including Leadership, Microsoft Office, Management, Microsoft Word, Project Management, Research, Microsoft Excel, and Public Speaking.
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