Controls
CurrentConduct due diligence for all Retail Banking customers and also to ensure that quality KYC’s are prepared, ensuring accurate, adequate and complete information of the customer- Review and update KYC’s (Know Your Customer document) for new & existing Wealth Management customers in line with the policy- Provide timely response on compliance related queries/issues and escalation if it is not resolved in time- Block / escalate any suspicious transactions / activities / profiles- Investigate EFMS, Compliance, Sanctions and AML (Anti Money Laundering) queries raised on Wealth Management accounts and ensure resolution within the stipulated timelines- Conduct enhanced due diligence on Wealth Management customers including Name screening / Ename Checker and public domain searches- Make appropriate recommendations for approvals in line with bank policy and relevant AML / Central Bank regulations- Promptly highlight and escalate client transactions and activities that appear suspicious in nature- To ensure that the set standards for SLA’s are met at all the times
