Baret Advisory provides risk, compliance, governance, transformation and strategy services, with a specialty in the financial services sector, including Banks, Private Equity, Fund & Asset Managers, Impact Investors.We support ESG Risk Management, ESG Strategy, Supply Chain Analysis, Greenwashing Advice and Assurance, Climate Reporting, Modern Slavery Reporting.Baret Advisory draws inspiration from Jeanne Baret, a French botanist and explorer, and the first woman to… Show more Baret Advisory provides risk, compliance, governance, transformation and strategy services, with a specialty in the financial services sector, including Banks, Private Equity, Fund & Asset Managers, Impact Investors.We support ESG Risk Management, ESG Strategy, Supply Chain Analysis, Greenwashing Advice and Assurance, Climate Reporting, Modern Slavery Reporting.Baret Advisory draws inspiration from Jeanne Baret, a French botanist and explorer, and the first woman to circumnavigate the globe.Our recent engagements:* Advice and support to a Portfolio Company of an Impact Investment Firm: Establish a Risk Management Framework, Risk Register, Risk Mitigation Action Plan, Supply Chain analysis, Modern Slavery Assessment, Greenwashing risks, Climate Risk Assessment. Prepare Board presentation, together with Statements/Policies/Procedures/Reporting Templates.* Advice and support to a non-bank lender on a regulatory transformation program to uplift the customer financial difficulty (hardship) framework. Delivered process re-engineering, drafting and implementing uplifted policies and procedures and tools, training materials and training, system upgrade/business requirements. Significant Board and Senior Management engagement. Show less

Secondment into the first line risk role for the Financial Markets business.

6 month contract to assist with AML aspects of BRED's international branches.

Short term contract to conduct a Compliance Review (including AML and Governance aspects) of BRED's Fiji and Vanuatu offices.

* Responsibility for 4 key Internal Control teams: Anti-Money Laundering (AML), Regulatory Compliance, Complaints Management, Permanent Control* Liaison with French regulators: ACP, AMF, Tracfin* Management of a team of 23 people, based in Paris and in the DOMs* Money Laundering Reporting Officer (MLRO), recognised by the French authority, “TRACFIN”* Compliance Officer (“RCSI”) recognised by French financial markets regulator, “AMF“

* New role created to lead a team of 4 staff members* Responsible for the provision of advice & compliance assistance in relation to Australian and UK banking prudential regulations* Advice to business departments, senior management and Boards* Responsibility for EMEA, significant liaison with Americas.

Motivated by a long-standing desire to develop my European professional experience, I resigned from Macquarie (Sydney) and moved to Paris, France. This period of time was used to develop my French language skills, enhance my knowledge of French laws and regulations, and to enlarge my local network.

* Responsibility for Compliance and Operational Risk for the division’s activities globally (new role, created due to the separation of Legal and Compliance functions)* Products: Listed and unlisted managed funds with real estate assets, direct property investments, property development (office, commercial, retail, residential)* Activities located in UK, US, Singapore, Hong Kong, China, Australia, New Zealand, India, South Africa, Middle East* Creation, leadership and… Show more * Responsibility for Compliance and Operational Risk for the division’s activities globally (new role, created due to the separation of Legal and Compliance functions)* Products: Listed and unlisted managed funds with real estate assets, direct property investments, property development (office, commercial, retail, residential)* Activities located in UK, US, Singapore, Hong Kong, China, Australia, New Zealand, India, South Africa, Middle East* Creation, leadership and management of a team of 3 Show less

Responsible for providing international legal, compliance and operational risk advice, and conducting compliance audits, within various departments:* Real Estate* Retail Financial Services* Investment Banking* Central Compliance (including Control Room)* Treasury & Commodities