I have about 20 years of work experience in capital / securities Market, my longest stint so far with the Bombay stock Exchange, where I started working in in their tainted shares department and subsequently performed various roles as head of investigations, and other functions like surveillance, inspections and interactions /correspondence with regulatory authorities. Since 2007 December with ICICI Bank where I started with handling compliance oversight of its non banking subsidiaries (in the areas of broking, primary dealership, insurance, mutual fund, portfolio management) and thereafter compliance of SEBI regulated businesses of the Bank (custodian, depository participant, Trading and clearing member, banker to an issue, and SEBI compliances related to Treasury/Banking activity). Successfully handled several regulatory inspections, interactions and representations. From July 2015 to Aug 2018 worked as Chief Operating Officer with Standard Chartered Securities, India handling Business support, Governance and internal controls of the company. Since 2020 working as Joint General Manager with Axis Securities Ltd. handling Internal Audit, Legal & Compliance.