Risk management professional with over 15 years of experience in Risk Management, Regulatory Compliance, Internal Audit and SOX reviews with clients including global fund& asset management firms, Insurance &claims processing companies, broker-dealers across financial services sectors: Currently I am part of internal audit team for a big 4 based in London focussed on wealth & asset management and Banking & Capital Markets and claims processing companies and sectors providing internal audit & regulatory assurance reviews. End to end experience including planning, execution and reporting of reviews including stakeholder meetings, testing of Design & Operating Effectiveness of Controls and actions assurance/implementation and drafting reports and presenting to senior management. Extensive experience in auditing Operational Risk Framework, controls, processes and assessing risks for company’s operational risk and compliance (including compliance monitoring) teams within different business units (front office management i.e. equities, fixed income, retail, operations, finance, legal etc), business audits including share class hedging, fixed income and equities dealing desks and property accounting, equities fund management etc. Outsourcing , third party & Regulatory risks, Compliance risk based audits (CASS, SYSC, COBS, CRS, CASS, Sec 166, AIFMD, EMIR etc) and project implementation/management audits. Experience in an independent appraisal of the effectiveness of firm wide governance and risk management procedures, policies & standards of the organisations. Responsible for retaining effective relationship with stakeholders to understand their relevant risk, controls and processes and thereby recommending adequate and appropriate actions and controls to be implemented. Have experience in annual audit planning and track record of working in teams. Responsible for managing & training/coaching/mentoring new joiners & subordinates in projects, teams & organisations.