Krystal Brooks Email & Phone Number

Financial Intelligence Unit, AML

Financial Intelligence Unit, AML

Using the alert monitoring system, examine transactions and identify trends and details that may be inconsistent with the stated purpose of the account.Determine if the account being reviewed requires a Suspicious Activity Report (SAR) filing, draft, and submit the necessary to the Financial Crimes Enforcement Network (FinCEN). Review incoming 314B's, Fraud and Credit referrals and file, draft and submit SARs to FinCEN when necessary.Ensures the bank meets its statutory obligations for reporting SARs in order to avoid adverse regulatory comments and/or penalty.Review previous SAR and account information within 90-days from the original file date in order to identify a continuation of suspicious activity. Identify trends and report to management.Analyze customer information in comparison to Politically Exposed Persons and Sanction Individuals.Review high dollar Credit Balance Refund request.Remain up to date on all mandatory department training's.

Travel to Visakhapatnam, Andhra Pradesh, India to train a staff of 20 AML Analytics Investigators and 2 AML Managers on the processes and procedures of the AML Analytics function. Assist manager in ad-hoc projects while in India.Responsible for performing quality control reviews of work completed by the AML Analytics Investigators. Ensuring each investigation provides sufficient detail to support the given investigation disposition, and that the disposition itself reasonably fits the evaluation of the activity and detection scenario parameters. Assists the Analytics Manager in providing feedback to the Investigators and determining areas of opportunity for additional training and coaching sessions.

Responsible for evaluating transactions, customer relationships and account information provided by multiple sources based on established protocol for purpose of improving automated detection capabilities, optimizing detection scenario thresholds and identifying potential emerging money laundering or terrorist financing trends. Communicated discoveries and issues with internal AML constituents to support continuous improvement of money laundering detection capabilities. Assisted with ad-hoc projects in support of the Financial Intelligence Unit

Utilize QuickBooks to input financial data and produce monthly and quarterly reports of financial positionProvide quarterly budgets, and assist each department with departmental budgetsProcess bi-weekly payroll using accounting softwareCreate and update financial policies, procedures and expectationsCross-train and manage leadersAn active member of the Board of Directors

Remediated Clients data from start to finishConstructed policies and procedures, cross-train coworkers, and distribute work accordinglyObtained a Legal Entity Identifier (LEI) for the OTC derivative trade clientsUsed Client On boarders Lifecycle Tool (COLT) to create third party clientsRan queries and created reports in Microsoft Access to import and export International Swaps and Derivatives Association (ISDA) protocol exceptionsProcessed Group, LEI, and AVID uploads within SharePoint to update JP Morgans customer database

Analyzed client accounts to ensure accuracy of credit risk rating methodology Analyzed sensitive information concerning account and transactions for Standard, High Risk, Politically Exposed Persons (PEP) and Special Category of Client (SCC) customersEscalated discoveries and issues with internal AML managers for agreement and approvalCompleted regular reporting, i.e. daily/monthly basisConstructed policies and procedures, and cross-trained coworkers

Master Of Business Administration (Mba), Accounting

Bachelor Of Science (Bs), Finance, General