Kyle Bieneman Email & Phone Number

Chicago, Illinois, United States

Chicago, Illinois, United States

• Design and implement supervision framework and surveillance reports for new business lines and for regulatory changes. Recent initiatives include voice trading of block orders and prin-cipal quoting in OTC.• Perform a wide variety of supervisory reviews across firm businesses. Analyze reports and da-ta to ensure compliance with, among others, Reg SHO, Best Execution, sanctioned entities, SEC Rule 15c2-11, and regulatory reporting obligations.• Achieved industry-leading compliance rate based on official FINRA report card data as Business Controls lead for Consolidated Audit Trail implementation. • Business Controls lead in a cross-functional group to consolidate and harmonize firm books and records. Performed in-depth review of all firm options and equities workflows with rep-resentatives from trading desks, compliance, and technology groups.

Greater Chicago Area

• Performed risk-based analyses of existing procedures as well as new regulations to prioritize necessary changes in firm procedures.• Responded to regulatory inquiries from FINRA, SEC, NYSE Reg, and CFTC.• Revised, streamlined, and consolidated compliance procedures across different trading desks.• Partnered with business to find solutions to increase profitability within the boundaries of the regulations. Notable initiatives included creation of information barriers within equities trad-ing, optimizing handling of OTC trading, and the creation of Citadel Securities Institutional LLC for interaction with non-broker dealer customers.

Chicago, Il

• Wrote portions of a successful motion for summary judgment for an employment discrimina-tion case.• Checked and revised figures and industry risk factors for an S-4 filing.• Performed clawback risk assessments for a company which had redeemed investments in now-bankrupt hedge funds.

• Responsible for reconciling payments for credit derivatives, including reviewing contracts for non-standard terms and checking payment calculations.• Developed Excel macros to provide daily and weekly reporting statistics for upper manage-ment.• Helped to bring down the number of outstanding issues from 3,500 to 500, while handling a ten-fold increase in volume, through testing and implementing new technology.

Bachelor Of Arts (B.A.), Economics

Doctor Of Law (J.D.), Tax Law Certificate, Class Rank 47/241, Gpa 3.527

Activities and Societies: Consumer Law Review Associate Editor.Scholarship at entrance.

Mba, Finance, 3.956

Activities and Societies: Beta Gamma Sigma (business honors society). Graduate Assistantship in the Finance department, assisting.