L.A. Mcgee, Cipm® Email & Phone Number

Phoenix, Az, Us

Phoenix, Arizona, United States

Department leader for a registered investment advisor and wrapped fee sponsor responsible for the Implementation and oversight of internal controls over financial reporting and advisory fee compliance measures while ensuring compliance with FINRA, ERISA, and SEC requirements. As the designated product owner oversee advisory fee and revenue initiatives across digital platforms and financial reporting in a dual capacity.

Phoenix, Arizona, United States

Phoenix, Arizona

Bringing a continuous improvement and controllership mindset to a growing asset management company while driving process controls, identifying internal controls, and developing a series of audits to ensure completeness and accuracy of revenue collection and recognition.

Phoenix, Arizona

Joined the Operations Stable team working in an AGILE framework environment to develop an advisor facing product. Assisted with this project to release.

Phoenix, Arizona Area

• Relationship manager for 10 of the firms most important and largest client relationships with minimum assets under management per office of 75 million. Carried a total book size of 2.4 to 2.6 billion dollars in assets under management.

Phoenix, Arizona Area

• Served as the Relationship contact for High Net Worth advisors in the Bay Area, Northern /Southern California, Hawaii, and the Pacific Northwest with a total book of 1.5 - 1.9 billion dollars in assets under management over 32 advisors

Phoenix, Arizona

• Point of contact for 350+ financial advisors in the Bay Area, Northern California, Hawaii, and the Pacific Northwest with over 1.5 billion dollars in assets under management

Phoenix, Arizona

• Introduction to institutional finance through tax season• Maintained thorough and current understanding of applicable tax laws• Maintained friendly and professional interactions through 50 calls per day with Financial Advisors• Offered advice and assistance to Financial Advisors, paying attention to needs or wants of Financial Advisor's client base• Collaborated with individuals, trusts and companies to manage tax compliance and reporting needs• Entered Advisor interaction detail into Salesforce to track requests, document problems and record solutions offered• Used all communication with Advisors to train Advisors on investment platform operational capabilities that help grow independent Financial Advisor's business

Tucson, Arizona

Learned to manage and run a branch acting as its own small business in a competitive sales atmosphere with emphasis on sales, customer service and marketing, measured by P&L statements, and specific account reports.

Bachelor Of Business Administration (B.B.A.), Business Administration And Management

Activities and Societies: Former NCAA division II football player A 4 year member of the football team, majored in Business Administration.

E Media And Business Academy

Activities and Societies: Three sport Athlete and State Champion Deca Castle View High School uses an Academy model which allows students.