Lauren Chan Email & Phone Number

Melbourne, Victoria, Australia

• Assist with organisational risk profiling and documenting the risk and compliance plan.
• Oversee Incidents and Complaints reporting and management. Escalate these as per policy and procedures to ensure timely action is taken.
• Responsible for maintaining obligations and risk registers including overseeing the treatment implementation.
• Develop and complete a work programme of control testing for operational, compliance, Technology and Information Security risks.
• Regularly review company procedures, practices, and documents to identify possible weaknesses or risks.
• Manage employee mandatory compliance training including conducting ad-hoc training on company policies and procedures.

Compliance and Accreditations OfficerI am currently employed as a Compliance and Accreditations Officer at Platform Consolidated Group. My role is to provide our network of brokers with compliance support and queries on current lending guidelines of the finance industry. Responsibilities include:- Audits on operations for NCCP compliance including.

Glen Waverley, Victoria, Australia

Bachelor'S Degree, Business/Commerce, General

Certificate Iv, Finance & Mortgage Broking