Lad Duncan Email & Phone Number

With exceptional skill in identifying risk, I lead the delivery of quality equity and fixed income content aligned with relevant regulations and business standards. As a supervisory analyst and editor, I provide regulatory approval for research reports to be distributed to investors, ensure appropriate disclosures for all products, and organize and publish complex, multi-author reports and publications. My extensive experience within the financial services industry affords me in-depth knowledge of the sector on both the micro and macro levels. In my most recent role with Wells Fargo Securities, I partnered with analysts and compliance departments and ensured research reports complied with regulatory benchmarks. In a previous role with the firm, I served as a research analyst in the commercial mortgage-backed securities [CMBS] and commercial real estate group, where I authored thought leadership that educated investors on real estate and CMBS deals. My white papers on the commercial property markets were among the most downloaded assets on the client-facing website and were used to promote, position, and brand the bank, its solutions, and capabilities.I am now poised to embark upon the next phase of my career. If you would like to start a conversation about how working together could be mutually beneficial, contact me at lad_duncan@yahoo.com.Specialties Debt Capital Markets [DCM] Commercial Real EstateRegulatory ComplianceInvestment StrategyFinancial Analysis Credit Research Sales & Trading

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  Vanderbilt University

  Philosophy