Lakshay S Email & Phone Number

Toronto, Ontario, Canada

Gurugram, Haryana, India

Saxo Bank is the 14th largest Danish investment bank specializing in online trading and investment.• Responsible for the account approval by reviewing and analyze the customer information.• Reviewing client’s documentation to comply with Bank KYC policies including governmental issued documents and photo IDs.• Proceed AML screening and KYC on private individuals as a part of Due Diligence process and proceed with the EDD to better understand the nature of business and beneficial ownership.• Monitors and analyzes unusual cash transaction and large cash transaction in the given source of fund document provided by the client and various other information validatedthrough internal/external information portals tools like Factiva and IDV or manually to evaluate, investigate and determine required actions.• Conducting independent research on the Key personnel, their connection and company's websites, regulators, registrars, exchanges etc. and reaching out to relationship manager or customer for missing and additional documents to ensure all information on profile is complete and accurate.• Analyzes data and information to provide insights and recommendation, assisted and provided information to support Suspicious Transactions Reports (STR) or equivalent like Risk Assessment form (RAF) for regulatory filing adhere to AML KYC policies.• Identifying Politically Exposed Persons (PEP), Sanctions, Adverse Media and Money Launderers and mitigate risks associated with financial crimes.• Identify risk associated with the clients to meet periodic refresh requirement as per their risk level i.e., High risk, Medium risk and standard risk client and manages to complete workload within deadlines.

Noida Area, India

Paytm is an Indian multinational Fintech company that specializes in digital payment system, e-commerce and financial services, based in India.• Performs independent check of KYC information provided by front office and Onboarding of clients• Liaison with SEBI regulatory body like OSFI guidelines for business compliances and learned new applications and databases.• Analyzed client data, documentation and negative news by conduct name screening in order to determine Client Risk Profile. Day to day approval of documents from compliance angle.• Respond to escalations regarding performance and quality and apply enhanced analysis skills to mitigate relating to customer risk. Collaborating with other departments to direct compliance issues.• Updating knowledge on KYC, Compliance and AML practices adopted by other players in the industry.

Business Management, Business Administration And Management, General, A

Bachelor Of Technology - Btech, Electronics And Communications Engineering, A