Lance Gutierrez Email & Phone Number

El Paso, Texas, United States

Serves as Chief Audit Executive. Responsible for managing the professional and administrative work of the Internal Audit activity. Directs a comprehensive audit program including performance, financial and compliance audit projects, providing consulting services, developing the annual audit risk assessment and audit plan, providing ongoing training, coaching, and needed supervision. Reports functionally to the Supervisory Committee and administratively to the President/CEO.

El Paso, Texas, United States

Directed staff assignments on independent risk-based internal audits outlined in the Annual Audit Plan. Reviewed performance and testing results of staff for accuracy and quality. Identified internal control weaknesses and compliance risk exposures. Provided value added recommendations to mitigate risk exposures. Presented audit reports to management and Supervisory Committee. Performed finding validations. Assisted in the development of the Annual Internal Audit Risk Assessment and mid-year… Show more Directed staff assignments on independent risk-based internal audits outlined in the Annual Audit Plan. Reviewed performance and testing results of staff for accuracy and quality. Identified internal control weaknesses and compliance risk exposures. Provided value added recommendations to mitigate risk exposures. Presented audit reports to management and Supervisory Committee. Performed finding validations. Assisted in the development of the Annual Internal Audit Risk Assessment and mid-year refresh. Adhered to the Institute of Internal Auditors (IIA) International Professional Practices Framework (IPPF). Maintained professional relationships with audit clients and provides training on risks and internal controls. Coordinated external audits and examinations. Show less

El Paso, Texas Area

Leads and conducts value added independent risk-based internal audits as outlined in the Internal Audit Plan. Identifies key internal control weaknesses and provides recommendations to mitigate risk exposures. Presents audit reports to management and Supervisory Committee. Leads and conducts internal investigations. Participates in the development of the Annual Internal Audit Risk Assessment. Adheres to the Institute of Internal Auditors (IIA) International Professional Practices Framework… Show more Leads and conducts value added independent risk-based internal audits as outlined in the Internal Audit Plan. Identifies key internal control weaknesses and provides recommendations to mitigate risk exposures. Presents audit reports to management and Supervisory Committee. Leads and conducts internal investigations. Participates in the development of the Annual Internal Audit Risk Assessment. Adheres to the Institute of Internal Auditors (IIA) International Professional Practices Framework (IPPF). Reviews testing results of peers for accuracy and quality. Maintains professional relationships with audit clients and provides training on risks and internal controls. Assists in coordinating external audits and examinations. Show less

El Paso, Texas Area

Performed time budgeted risk-based audits of the various financial, operational, and regulatory functions within the Credit Union. Reviewed data of various departments to verify accuracy and consistency to policies and procedures. Evaluated functions for internal control weaknesses. Documented and reported audit findings as well as developed recommendations to help mitigate risk exposures. Communicated audit findings to Supervisory Committee and answered any questions or concerns. In addition,… Show more Performed time budgeted risk-based audits of the various financial, operational, and regulatory functions within the Credit Union. Reviewed data of various departments to verify accuracy and consistency to policies and procedures. Evaluated functions for internal control weaknesses. Documented and reported audit findings as well as developed recommendations to help mitigate risk exposures. Communicated audit findings to Supervisory Committee and answered any questions or concerns. In addition, established and maintained relationships with internal personnel and communicated audit findings as well as areas of concern. Show less

Las Cruces, New Mexico Area

Provided excellent member service by processing requested transactions, while analyzing the accounts for possible sales promotions to help members achieve financial success. Performed miscellaneous closing duties such as reconciling end of day monetary instruments and scanning checks. In addition, reviewed cash under dual control to and from the Federal Reserve, cash vault, tellers, and cash dispensing machines. Complied with many banking laws and regulations put forth by the credit union and… Show more Provided excellent member service by processing requested transactions, while analyzing the accounts for possible sales promotions to help members achieve financial success. Performed miscellaneous closing duties such as reconciling end of day monetary instruments and scanning checks. In addition, reviewed cash under dual control to and from the Federal Reserve, cash vault, tellers, and cash dispensing machines. Complied with many banking laws and regulations put forth by the credit union and federal government. Show less

Las Cruces, New Mexico Area

Delivered excellent member service by handling cash transactions for members as well as other transactions that were requested. Additionally, made loan dispersals for loan officers, preformed miscellaneous closing duties such as balancing monetary instruments. Was recognized during branch meetings for no overages or shortages on cash drawer since hire date.