Jean-François Laniel Email & Phone Number

Beloeil, Qc, Ca

Montréal, Québec, Canada

Analyse de bases de données - Nettoyage du catalogue de produits - Vérification et correction de la classification des produits - Maintenance et développement de plusieurs outils pour le département - coaching

Région De Montréal, Canada

Région De Montréal, Canada

Responsible for pre-qualification of applications submitted under Quebec Immigrant Investor Program to international business people intending to immigrate to Canada.• Analyze the client's narrative (historical description of work, business and family and of all current and past assets acquisitions);• Analyze financial statements of client and personal business, if applicable;• Analyze work certificates from employers, income and tax records and validate legitimacy;• Verify compliance with government rules;• Work with large amount of documents written in foreign languages and translated in English.

Région De Montréal, Canada

Ensure compliance with portfolios investment policies, management mandates and with regulatory obligations. • Inform managers of non-compliant situations; agree on appropriate action plans with team members and ensure implementation of;• Identify false non-compliant situations caused by data errors (Ex: missing data, "duplicates", etc.) Consult with I.T. to resolve the issue;• Produces and distributes reports related to the compliance programs;• Ensure operational effectiveness and optimization of the management tools used for policy monitoring and transactions surveillance (Sentinel) in collaboration with other team members;• Actively participate with other departments, in the integration of different asset classes into the compliance tool scope;• Keep informed of changes and innovations in the field.

Région De Montréal, Canada

Participate in the implementation of a new compliance system and integration of accounts from a recently acquired firm.• Analyze clients' investment policies and set up appropriate rules in the compliance system; • Participate in the daily, monthly and quarterly tasks :o Analyze non-compliant situations and inform managers;o Participate in the preparation of quarterly compliance certificates.

Région De Montréal, Canada

Responsible for daily management of the compliance program: • Monitor the application of the Code of Conduct Program: Code of Ethics, personal trading, gifts and entertainment policy, etc...;• Collaborate in updating the compliance manuals and compliance calendar;• Elaborate and implement control procedures;• Oversee the anti-money laundering program (FINTRAC);• Oversee account openings, maintenance and closures;• Oversee firm and employees registrations requirements (NRD);• Act as one of the primary contacts with regulatory organizations (AMF, OSC, etc...);• Act as one of the primary contacts for policy questions and review and process various policy requests;• Stay current on requirements, industry best practices and other relevant industry guidance;• Attend monthly teleconferencing meetings of the Compliance Officer Network of the Investment Counsel Association of Canada (ICAC) (peer support group).

Région De Montréal, Canada

Responsible for client services of the mutual funds department of a portfolio manager. Oversee daily operations. • Analyze daily reports, resolve and correct problematic situations;• Respond to fiscal (RRSP, tax slips) and estate settlement questions;• Oversee account setup and transaction compliance;• Prepare ad hoc reports and extracts from the database using Excel and Access;• Maintain CRM database.

Branch Managers Course (Bmc), Investments And Securities, Completed

Investment Funds Course, Investment Funds

Basic Sql Programming

Introduction aux Bases de données. Se familiariser avec le langage SQL. Formuler des requêtes SQL d'interrogation et de mise à jour d'une.

Diplôme De Droit Notarial (D.D.N.)

Licence En Droit (Ll.L), Droit Civil / Civil Law

Ingénierie, Tronc Commun, Génie Électrique

Diplôme D'Études Secondaires (Des)