New client/investor on-boarding for large dollar account trusts. Great understanding of all types of trust documents, governing instruments and letters of direction. Interacting with all levels of management, broker/dealer and front office staff. Daily work entails a fast paced, multi-tasking, client-focused environment with emphasis on accuracy and productivity.

Reviewing documents related to high net worth clients, government entities and non-profit organizations. Proactively screening clients with a strong attention to detail. Following SEC Regulatory requirements to be in compliance with reporting of proxy, prospectus and escheatment processes. KYC/AML prior experience. Large data and statistics, with a focus on State/Government databases. US Patriot Act

Analyzing complex deals and approving high dollar US/Foreign Exchange transaction submitted by a group of Jr Analysts. Evaluating Letters of Direction provided by clients, investment managers, and government agencies to fulfill client objectives. Helped move Foreign Exchange dept. from India to US. Helped upper management with advising on Jr Analyst accounts, discrepancies or potential training opportunities. Many time sensitive projects.

Worked with small business owners to find solutions to online issues. Working in a fast paced sales environment. Microsoft/Email/HTML/SEO knowledge

Mutual Funds/InvestmentsWorked with a great team handling IRA and Mutual Fund questions from shareholders of ING Funds

Worked directly with NY/NJ sales teams on JPMorgan Offshore Funds to open new accounts for clients.Helped with all opening acct aspects including background checks, KYC, SARS proficient, and phone support for both JPM Sales Reps in the region, or high-net worth client back offices.