Laura K. Aeh, Mba, Cissa, Cfe, Crma, Cisrm, Cdpse Email & Phone Number

Columbus, Ohio Metropolitan Area

VP, Segment Risk Manager Sr. - Commercial

Columbus, Ohio, United States

Provide strategic leadership and guidance to the company’s Financial Reporting Controls Compliance Team with four direct reports. Notable Accomplishments: Established a reputation for continuously handling increasing responsibilities by: Ensuring our business partners understand and leverage IT Risk Management services where appropriate.  Educating.

Provides effective consultation services on compliance risks for all major internal and external regulatory audits, program, project, and requests assigned. Continuously matures compliance capabilities, providing thought leadership to and execution against the risk inherent in all compliance and regulatory matters.Notable Accomplishments: Established a.

Columbus, Ohio Area

Provided continuous review and testing of controls to meet FINRA and SEC Compliance requirements and objectives. Notable Accomplishments: Consistently ensured strict compliance with internal and regulatory rules by successfully reviewing all NISC and NSLLC processes identifying any gaps. Collaborated with NISC and NSLLC Teams to audit controls and.

Columbus, Ohio Area

Worked collaboratively with Audit Teams to identify and document key risks and controls in a complex IT environment. Notable Accomplishments: Planned and executed IT reviews that focused on assessing risk and controls in the Audit Universe. Tested controls to ensure the Test of Design (TOD) and Test of Effectiveness (TOE) were within appropriate.

Dublin, Ohio

Ditty Financial has been in business since 1997 and provides professional financial services along with extensive courtroom experience. Ditty Financial also works in the area of divorce litigation and provides financial planning.* Prepare, organize, research, analyze, and report forensic evidence for civil litigation suits.* Conduct in-depth investigations.

Columbus, Ohio Area

Prepared audit scopes, reporting, findings, and presented recommendations for improving the audit teams.Notable Accomplishments: Performed diverse control oversight by testing and documenting results. Verify compliance with SOX provisions and professional regulatory standards.  Determined root cause analysis during testing to ensure exceptions were true.

Columbus, Ohio

Systematically tracked and reported operational risks related to compliance and Key Risk Indicators. Notable Accomplishments: Prepared process mapping, policies and procedures for all controls in scope for the Operational Team. Secretary for Operational Risk Committee along with being a committee member for Loss Mitigation. Prepared quarterly reporting.

Columbus, Ohio Area

* Provide instructional support, such as course requirements and videoconferencing, for distance students.

Columbus, Ohio Area

Franklin University has been in existence since 1902. The university provides post-secondary education to over seven thousand non-traditional students per year a way to enhance their educational needs and to advance in their career capabilities. Notable Accomplishments: Responsible for leading a motivated team of 7 (Graduate) and 10 (Undergraduate) to.

Currently Teach Financial Statement Fraud

Columbus, Ohio Area

The Grange Bank was a subsidiary of Grange Mutual and Casualty Company offering banking products to its customers and hundreds of their insurance agents.Notable Accomplishments: Coordinated project efforts to place ATM machines along with maintaining vendor relations. Implemented and trained all employees on a new debit and credit card system. Wrote.

Columbus, Ohio Area

Telhio Credit Union was established in 1934 and is a not-for-profit organization that offers financial products to its members. Total Assets for Telhio (according to their 2009 annual report) are at $433M.Multiple Positions HeldNotable Accomplishments: Examined, evaluated, and audited auto loan and lease agreements. Planned, directed, and coordinated the.

Mba, Business Administration

Specialization: Finance

Bachelors, Business Administration

Summa Cum Laude