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Laura Valencia Loaiza Email & Phone Number
Investment Banking Compliance Advisory Analyst
at
Guggenheim Securities
LinkedIn matched
✓ Verified August 2026
3 data sources
Profile completeness 86%
Current company
Role
Investment Banking Compliance Advisory Analyst
Location
New York, United States
Company size
Who is Laura Valencia Loaiza? Overview
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Quick answer
Laura Valencia Loaiza is listed as Investment Banking Compliance Advisory Analyst at Guggenheim Securities, a with 573 employees, based in New York, United States. AeroLeads shows a matched LinkedIn profile for Laura Valencia Loaiza.
Laura Valencia Loaiza previously worked as Investment Banking Compliance Advisory Analyst at Guggenheim Partners and AVP, Compliance Analyst at Hsbc. Laura Valencia Loaiza holds Bachelor Of Arts - Ba, Political Science And Government from University Of California, Berkeley.
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Guggenheim Securities
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Profile bio
About Laura Valencia Loaiza
Laura Valencia Loaiza is a Investment Banking Compliance Advisory Analyst at Guggenheim Securities.
Current workplace
Laura Valencia Loaiza's current company
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Guggenheim Securities
11 roles
Laura Valencia Loaiza work experience
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Investment Banking Compliance Advisory Analyst
Current
Apr 2024 - Present
Avp, Compliance Analyst
Regulatory Compliance Advisory for the Global Banking division, working across corporate and investment banking.Leadership roles: Hispanic Latin Diversity Committee (HLDC)- New York City, Co-Chair and Board MemberAwards:2023 HLDC Overall Award
Jul 2022 - Apr 2024
Co-Founder/ Student Clerk
Riverside Legal Aid-Immigration Clinic
Jun 2020 - Dec 2023
Compliance Analyst
Performed branch audits firmwide and implemented regulatory requirements for all financial representatives. Through my efforts, Improved the firm's WSPs and ensured that all procedures were executed flawlessly. FINRA Rules: 3270, 3280, 3110, 2111.SEC Regulation: Regulation Best Interest (Reg BI).
May 2021 - Jul 2022
Compliance Intern
Mar 2021 - May 2021
Student Researcher/Co-Director Of Membership & Partnerships
Oct 2019 - Dec 2021
Student Researcher
Jun 2021 - Aug 2021
Student Research Assistant
Worked within a group of 5 students researching the environmental impact, more specifically deforestation, of refugee camps using GIS mapping system.
Sep 2020 - Jan 2021
Summer Intern
Created social media campaigns regarding economic consumer policy within the State of California. Analyzed and corrected policies as they were negotiated with other representatives anticipating the bill being placed for voting.
Jun 2020 - Sep 2020
Paralegal Intern
Law Office Of George M. Derieg
Focused on trusts and estates, encompassing probate. Assisted trust formation, litigation, the probate of decedent estates, and guardianship/conservatorships.
Jun 2019 - Mar 2020
3 education records
Laura Valencia Loaiza education
Bachelor Of Arts - Ba, Political Science And Government
University Of California, Berkeley
Bachelor Of Science - Bs, Society And Environment
Uc Berkeley, Rausser College Of Natural Resources
High School Diploma
Irvine High School
FAQ
Frequently asked questions about Laura Valencia Loaiza
Quick answers generated from the profile data available on this page.
What company does Laura Valencia Loaiza work for?
Laura Valencia Loaiza works for Guggenheim Securities.
What is Laura Valencia Loaiza's role at Guggenheim Securities?
Laura Valencia Loaiza is listed as Investment Banking Compliance Advisory Analyst at Guggenheim Securities.
Where is Laura Valencia Loaiza based?
Laura Valencia Loaiza is based in New York, United States while working with Guggenheim Securities.
What companies has Laura Valencia Loaiza worked for?
Laura Valencia Loaiza has worked for Guggenheim Securities, Guggenheim Partners, Hsbc, Riverside Legal Aid-Immigration Clinic, and Infinity Financial Services.
How can I contact Laura Valencia Loaiza?
You can use AeroLeads to view verified contact signals for Laura Valencia Loaiza at Guggenheim Securities, including work email, phone, and LinkedIn data when available.
What schools did Laura Valencia Loaiza attend?
Laura Valencia Loaiza holds Bachelor Of Arts - Ba, Political Science And Government from University Of California, Berkeley.
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