Laura Rau

Laura Rau Email and Phone Number

Managing Director @ FTI Consulting
Texas, United States
Laura Rau's Location
Dallas-Fort Worth Metroplex, United States, United States
Laura Rau's Contact Details
About Laura Rau

Professional with 20 years of combined regulatory compliance, internal audit, and global operations experience with the financial services industry. Areas of expertise include Anti-Money Laundering (AML) global regulations & guidance including Bank Secrecy Act (BSA) / USA PATRIOT Act, Foreign Corrupt Practices Act (FCPA), and UK Anti-Bribery Act; expertise also includes consumer finance regulatory compliance, Unfair, Deceptive or Abusive Acts or Practices (UDAAP), corporate ethics programs, Office of Foreign Assets Control (OFAC), and Enterprise Risk Management (ERM). Heavy background in regulatory remediation, internal controls, compliance program development and risk management. Reputation for maintaining the highest standards of quality, productivity, professionalism, and for having the ability to successfully navigate thru and resolve complex organizational issues independently.

Laura Rau's Current Company Details
FTI Consulting

Fti Consulting

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Managing Director
Texas, United States
Website:
fticonsulting.com
Employees:
10131
Laura Rau Work Experience Details
  • Fti Consulting
    Managing Director
    Fti Consulting
    Texas, United States
    View
  • Independent Financial
    Chief Compliance Officer
    Independent Financial Jun 2022 - Present
    Mckinney, Texas, Us
    View
  • Texas Capital Bank
    Chief Compliance Officer, Evp At Texas Capital Bank
    Texas Capital Bank Jun 2019 - Jun 2022
    Dallas, Tx, Us
    View
  • Usaa
    Aml Compliance Audit Executive
    Usaa Sep 2017 - Aug 2019
    San Antonio, Texas, Us
    View
  • Navigant
    Director, Global Investigations And Compliance
    Navigant Aug 2016 - Sep 2017
    Chicago, Il, Us
    View
  • Moneygram International
    Vice President, Global Compliance Program Office
    Moneygram International Oct 2011 - Aug 2016
    Dallas, Tx, Us
    Global policy related to AML / CFT, Fraud, Global Due Diligence, and Anti-BriberyOFAC Compliance Program ManagementAML / CFT, Fraud Compliance Program ManagementEthics and Anti-Bribery Compliance Program ManagementDodd Frank Compliance Program ManagementGlobal Risk AssessmentManage Global Compliance Training Function - Employees and Agents/AffiliatesBudget management and executive/board reportingPrimary liaision for external program assessments - including Regulatory Exams, Internal Audit, banking organizations and third parties
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  • Western Union
    Director, Global Aml Compliance Programs
    Western Union May 2003 - Oct 2011
    Denver, Co, Us
    -Managed regulatory remediation related to Consent Orders and Settlement Agreements and Managed relationship with Independent Monitor.-Developed and deployed AML programs and tools in any of over 200 countries worldwide. -Created and managed AML global policies and procedures. -Created and managed AML global risk assessment.-Support business development teams as they develop and / or change existing and new products and services. This includes oversight for global business development standards related to AML.-Developed and managed compliance product controls program.-Developed and implemented Quality Assurance program for regulatory reporting (SARs, CTRs, and other international reports).-Partnered with Western Union's key Agents / clients to build AML compliance programs. Many are Fortune 500 companies. -Managed AML training program which was leveraged by Western Union employees and Agents worldwide.-Previously Western Union was a business unit within First Data Corporation.
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  • Federal Reserve Bank
    Senior Internal Auditor
    Federal Reserve Bank 2000 - 2003
    Washington, Dc, Us
    -Performed annual risk assessments on key bank functions.-Evaluated internal controls and compliance with controls.-Led audit teams on full scope financial / operational audits for key bank functions.-Selected to present Federal Reserve Auditor training programs to build expertise throughout all 12 Fed Districts.-President's Award winner in 2002.
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  • Washington Gambling Commission
    Senior Regulatory Examiner
    Washington Gambling Commission Dec 1997 - Feb 2001
    Partnered with gaming manufacturers and distributors to implement product controls as required by state legislation.Examined Non-Profit 501C3 Agencies with gaming licenses for safety and soundness.

Laura Rau Skills

Aml Risk Management Financial Services Fraud Financial Risk Banking Internal Audit Anti Money Laundering Management Internal Controls Leadership Enterprise Risk Management Due Diligence Risk Assessment Governance Cross Functional Team Leadership Finance Ofac Program Management Bank Secrecy Act Payments Usa Patriot Act Business Development Training Process Improvement Business Process Improvement Pmo Fraud Investigations Quality Assurance Call Centers Electronic Payments Mentoring Employee Training U.s. Office Of Foreign Assets Control

Laura Rau Education Details

  • University Of Minnesota
    University Of Minnesota
    Sociology / Criminology
  • Regis University
    Regis University
    Mba

Frequently Asked Questions about Laura Rau

What company does Laura Rau work for?

Laura Rau works for Fti Consulting

What is Laura Rau's role at the current company?

Laura Rau's current role is Managing Director.

What is Laura Rau's email address?

Laura Rau's email address is la****@****ank.com

What schools did Laura Rau attend?

Laura Rau attended University Of Minnesota, Regis University.

What skills is Laura Rau known for?

Laura Rau has skills like Aml, Risk Management, Financial Services, Fraud, Financial Risk, Banking, Internal Audit, Anti Money Laundering, Management, Internal Controls, Leadership, Enterprise Risk Management.

Who are Laura Rau's colleagues?

Laura Rau's colleagues are 章铭琤, Sean Harding, Michael Radochia, Lelo Skosana, Maureen Harrison, John Arnold, Rami Al Ahmad.

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