Laurence Smith, Cfa, Mcsi Email & Phone Number
@lombardodier.com
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Who is Laurence Smith, Cfa, Mcsi? Overview
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Laurence Smith, Cfa, Mcsi is listed as Compliance and Risk professional at Lombard Odier Investment Managers, a with 1 employees, based in London, England, United Kingdom. AeroLeads shows a work email signal at lombardodier.com and a matched LinkedIn profile for Laurence Smith, Cfa, Mcsi.
Laurence Smith, Cfa, Mcsi previously worked as Compliance Officer at Lombard Odier Investment Managers and Compliance Analyst at Cheyne Capital. Laurence Smith, Cfa, Mcsi holds Bsc, Economics from University Of Southampton.
Email format at Lombard Odier Investment Managers
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AeroLeads found 1 current-domain work email signal for Laurence Smith, Cfa, Mcsi. Compare company email patterns before reaching out.
About Laurence Smith, Cfa, Mcsi
Risk and compliance professional with experience in operations. A CFA charterholder, and a Member of the Chartered Institute for Securities and Investment.
Listed skills include Investments, Numerical Analysis, Finance, Financial Analysis, and 17 others.
Laurence Smith, Cfa, Mcsi's current company
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Laurence Smith, Cfa, Mcsi work experience
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Compliance Analyst
Compliance And Risk Assistant
• Monthly monitoring of non-financial risk.• Monitoring of financial risk factors (liquidity, market & credit) on all client portfolios.• Oversight of KYC and AML checks undertaken during on boarding process for new clients.• Sampling checking to ensure compliance with regulations, (CASS, COBS, SYSC).• Investigation of errors and breaches. Carrying out prevention analysis with dept. heads.• Approving a range of financial promotions including request for comments and editorials for the financial press, RFP presentations, client pitches, due diligence questionnaires, fund fact sheets and adverts.• Assisted with assessment of suitability of adviser recommendations
Operations Assistant
• Manage the on-boarding process of new clients• Carry out due diligence on rights issues and placings• Monitoring and responding to corporate actions• Bought and sold a broad range of securities at the behest of portfolio managers• Stock and cash reconciliations• Maintaining client records
Operations Analyst (Intern)
• Processing and instructing trades – ensuring they were compliant with all regulations• Processing invoices• Maintaining trade records• Dealing with settlement queries, liaising with brokers, custodians and investment managers.• Arranging foreign exchange transactions• Carrying out stock and cash reconciliations• Processing Dividends• Producing daily and monthly net asset valuations • Releasing announcements to the LSE and CISX
Colleagues at Lombard Odier Investment Managers
Other employees you can reach at lombardodier.com. View company contacts for 1 employees →
Méryl Bonnetaud
Colleague at Lombard Odier Investment ManagersLuxembourg
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MT
Maria Tourné Capón
Colleague at Lombard Odier Investment ManagersGreater Madrid Metropolitan Area, Spain
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AM
Anando Maitra, Phd, Cfa
Colleague at Lombard Odier Investment ManagersLondon Area, United Kingdom
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VV
Veronique Vazquez
Colleague at Lombard Odier Investment ManagersDivonne-Les-Bains, Auvergne-Rhône-Alpes, France
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DV
Dario Vizianello
Colleague at Lombard Odier Investment ManagersSwitzerland
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CD
Charlie D.
Colleague at Lombard Odier Investment ManagersLausanne, Vaud, Switzerland
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TT
Thanh Thuy Tran Le
Colleague at Lombard Odier Investment ManagersGland, Vaud, Switzerland
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MS
Marjorie Stiti
Colleague at Lombard Odier Investment ManagersGeneva, Switzerland
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SA
Séverine Angelone-Torche
Colleague at Lombard Odier Investment ManagersGeneva, Switzerland
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GB
Gillian Bolingbroke
Colleague at Lombard Odier Investment ManagersSwitzerland
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Laurence Smith, Cfa, Mcsi education
Bsc, Economics
A Levels, Economics, Maths, Physics
Frequently asked questions about Laurence Smith, Cfa, Mcsi
Quick answers generated from the profile data available on this page.
What company does Laurence Smith, Cfa, Mcsi work for?
Laurence Smith, Cfa, Mcsi works for Lombard Odier Investment Managers.
What is Laurence Smith, Cfa, Mcsi's role at Lombard Odier Investment Managers?
Laurence Smith, Cfa, Mcsi is listed as Compliance and Risk professional at Lombard Odier Investment Managers.
What is Laurence Smith, Cfa, Mcsi's email address?
AeroLeads has found 1 work email signal at @lombardodier.com for Laurence Smith, Cfa, Mcsi at Lombard Odier Investment Managers.
Where is Laurence Smith, Cfa, Mcsi based?
Laurence Smith, Cfa, Mcsi is based in London, England, United Kingdom while working with Lombard Odier Investment Managers.
What companies has Laurence Smith, Cfa, Mcsi worked for?
Laurence Smith, Cfa, Mcsi has worked for Lombard Odier Investment Managers, Cheyne Capital, James Hambro & Partners, and Anson Group Limited.
Who are Laurence Smith, Cfa, Mcsi's colleagues at Lombard Odier Investment Managers?
Laurence Smith, Cfa, Mcsi's colleagues at Lombard Odier Investment Managers include Méryl Bonnetaud, Maria Tourné Capón, Anando Maitra, Phd, Cfa, Veronique Vazquez, and Dario Vizianello.
How can I contact Laurence Smith, Cfa, Mcsi?
You can use AeroLeads to view verified contact signals for Laurence Smith, Cfa, Mcsi at Lombard Odier Investment Managers, including work email, phone, and LinkedIn data when available.
What schools did Laurence Smith, Cfa, Mcsi attend?
Laurence Smith, Cfa, Mcsi holds Bsc, Economics from University Of Southampton.
What skills is Laurence Smith, Cfa, Mcsi known for?
Laurence Smith, Cfa, Mcsi is listed with skills including Investments, Numerical Analysis, Finance, Financial Analysis, Microsoft Office, Team Leadership, Research, and Customer Service.
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