Lauri London Email and Phone Number
Lauri London work email
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Lauri London personal email
I am an executive and employee benefits attorney who guides leading executives and corporate clients through significant career events and negotiates complex compensation terms.I help Corporate clients and executives across multiple industries navigate matters relating to contracts, executive compensation and benefits, corporate law, and regulatory and compliance issues. My experience as a corporate and securities attorney includes navigating profits interests and carried interests, structuring executive compensation and advising on complex business transactions and enables me to advise on compensation packages and post-employment restrictions. My clients span various industries, including financial and real estate professionals and doctors, and my background in financial services enables me to advise financial industry leaders and private equity portfolio company executives. As a former general counsel and chief compliance officer to two SEC-registered investment advisers, I am able to serve as a “fractional” general counsel by providing practical business advice to both corporate and individual clients focused on growing and developing their businesses.Before embarking on a legal career, I became a certified public accountant (CPA) and worked in public and private accounting, specializing in the financial services sector.Executive contracts and compensation experience includes:● Drafting, reviewing and negotiating complex agreements ○ Executive compensation, equity plans, non-competition, separation and transition.○ Equity plans, grants and awards, separation agreements and releases, ○ Equity and partnership awards, profits interests, LLC and partnership agreements ● Representing companies, entrepreneurs, executives and executive teams undergoing transactions including advice regarding profits interests, carried interests, deferred compensation, post-employment restrictions and negotiated exits.Advising registered investment advisers and their executives on:● Corporate and investment advisory contracts, compliance manuals, policies and procedures, marketing and disclosure documents. ● Drafting and reviewing employment agreements, compensation and incentive plans.● Securities and Exchange Commission (SEC), state and Department of Labor (DOL) regulatory and operational compliance.● Assisting with SEC examinations, drafting responses and addressing deficiencies.● General corporate and operational matters and contracts.
Cohen & Buckmann Pc
View- Website:
- cohenbuckmann.com
- Employees:
- 7
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PartnerCohen & Buckmann Pc May 2018 - PresentNew York, United StatesI am a partner with Cohen & Buckmann pc, a boutique law firm based in New York. I counsel leading business executives (and executive teams) as they experience significant career changes from entry to exit. I also have a particular area of focus in investment adviser regulation and compliance. My deep experience as in-house counsel and Chief Compliance Officer to investment advisers enables me to provide legal and practical counsel to investment advisers, their CCOs and in-house counsel on a wide range of legal and compliance matters, including drafting employment contracts and other agreements, operational and regulatory documents; compliance with annual reviews, policies and procedures; as well as the resolution of specific regulatory and/or compliance issues.Executive clients and companies represented include financial services, real estate, medicine and healthcare.
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Senior CounselCohen & Buckmann Pc May 2018 - Jan 2022West Palm Beach, Florida, United StatesI joined Cohen & Buckmann, pc as senior counsel to advise a diverse group of executives, companies and investment advisers in connection with employment contracts, corporate law and regulatory and compliance matters. Our team of lawyers at C&B advise financial services providers, employees, pension plan advisers, law firms and accountants on a number of complex issues including investment adviser regulation, executive compensation and employee benefits.
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Chief Compliance Officer, Associate General CounselBoston Private Oct 2014 - Mar 2017Palm Beach Gardens, FloridaI served as an executive officer with responsibility for all compliance matters and certain legal matters of Boston Private Wealth LLC, which was an SEC-registered investment adviser created when Boston Private acquired Banyan Partners. With Boston Private Wealth, I successfully built and implemented the compliance program for the newly merged organization with >140 employees in several offices for compliance with the Investment Advisers Act of 1940, and other relevant laws and regulations. Within a year of the formation of the new organization, I managed an SEC examination which resulted in a deficiency letter with one comment from the SEC examiner.Other duties and responsibilities included:Handling all SEC filings, internal audit, custody audit, licensing and registrations. Reviewing marketing collateral, preparing appropriate disclosures, handling complaints and reporting to executive management of firm and parent company. Drafting Investment Management Agreements, a Compliance Manual and related policies and procedures. Leading a team to to (a) bring investment performance into GIPS compliance, (b) first design and then streamline all client paperwork, and (c) develop portfolio monitoring processes.Chairing various committees and working groups, participating in others. -
General CounselBanyan Partners Oct 2013 - Oct 2014Palm Beach Gardens, FloridaI handled all compliance matters and certain legal matters for privately held SEC registered Investment Adviser which was acquired by Boston Private. I designed the compliance program for firm going through rapid growth through acquisitions. My duties included handling all SEC filings, state IA representative registrations, and re-designing all marketing collateral with appropriate disclosures, addressing client complaints and monitoroing employee trading. When Banyan was acquired by Boston Private, I was involved in reporting and assisting in matters relating to the acquisition, including due diligence, assignments of client contracts and assignment of operational contracts, initial registration of the new entity and related registrations for employees. In addition, I drafted option agreements and other employee agreements.I was responsible for responding to an SEC Subpoena and an RFI leading up to SEC action. -
General Counsel And Chief Compliance OfficerArk Asset Management Feb 1997 - Mar 2006New York, NyDuring my time with Ark, I served as the Chief Legal Counsel and Chief Compliance Officer of an employee owned SEC registered investment adviser. I handled all legal and compliance matters, including drafting and negotiating contracts, employee agreements, option agreements, shareholder agreements and monitoring employee personal trading.I managed the drafting and formation of private funds (both onshore and offshore) and all related documentation and memoranda for offering and subscriptions. Once the funds were operational, I monitored the private funds and the firm's institutional investment management for compliance, drafted client communications, reviewed and drafted investment policy statements, reviewed and negotiated an office lease and secured lending agreements. During my tenure, I handled two separate SEC routine examinations, in addition to private audits by certain institutional clients. I managed all litigation and handled client complaints and correspondence. -
Corporate AssociateKatten Muchin Rosenman Llp Jul 1993 - Feb 1997New York, NyI was part of a broad-based corporate practice with emphasis on securities offerings and related matters. I started as a summer associate and continued part time until starting full time in the fall of 1994. My experience includes preparation and filing of registrations and reports with SEC, other deal-related agreements, and general corporate and compliance matters for public offerings.
Lauri London Skills
Lauri London Education Details
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Banking, Corporate, Finance, And Securities Law -
Accounting
Frequently Asked Questions about Lauri London
What company does Lauri London work for?
Lauri London works for Cohen & Buckmann Pc
What is Lauri London's role at the current company?
Lauri London's current role is Attorney, Executive Compensation and Contracts, Employment, Corporate Transactions and Investment Adviser Regulation and Compliance..
What is Lauri London's email address?
Lauri London's email address is si****@****uth.net
What schools did Lauri London attend?
Lauri London attended Columbia University School Of Law, Lehigh University College Of Business.
What skills is Lauri London known for?
Lauri London has skills like Corporate Governance, Securities Regulation, Corporate Law, Investments, Due Diligence, Mergers And Acquisitions, Investment Management, Financial Services, Asset Management, Equities, Trading, Private Equity.
Who are Lauri London's colleagues?
Lauri London's colleagues are Carol Buckmann, Irene (Magish) Bassock, Jeff Mamorsky, Brett Good.
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Lauri London
United States1myfairpoint.net -
Lauri London Freedman
Fostering Powerful Collaborations, Creating Meaningful Objects, And Designing Impactful ExperiencesBrooklyn, Ny
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