Lawrence So Email & Phone Number

Hong Kong

Hong Kong, Hong Kong SAR

- Supervise and lead daily operations of cash management, end-to-end trading, settlement and corporate action activities of mutual fund and alternatives for the fund distribution and advisory business in Hong Kong.- Oversee and manage KYC and due diligence operations during the client onboarding and account maintenance and periodic review processes and.

Hong Kong SAR

- Supervise and lead daily operations of cash management, equites settlement and corporate actions processing from various markets, including Hong Kong, Stock Connect and US markets. with the use of internal back office system and CCASS.- Liaise and collaborate with customer services team and finance team for handling settlement and corporate action.

Hong Kong

- Assist team head to supervise daily operations and oversee the full lifecycle of equites settlement and corporate actions processing from various markets, including Hong Kong, Stock Connect, China B shares and other global markets, EIPO and private placement, stock lending and borrowing, and stock options settlement with the use of internal back office.

Hong Kong

• Main Duties:
• Supervise daily operations of securities nominee services, EIPO processing and dividend entitlement distributions, oversee end-to-end Corporate Actions lifecycle of various investment products, approve and execute.
• Liaise with other business, technology partners and external vendors on projects of enhanced system implementation, define user functional requirement and projects scope, design test scripts and coordinate UAT.
• Review and facilitate team production workflow and internal control with technology initiatives, procedural redesign and operation process automation to reduce manual workload of all activities, ensure work efficiency.
• Enhanced the securities system to automate generation of clients’ Corporate Action notification advices, consolidate redundant reports and facilitate the entitlement distribution process, successfully shorten 80% of.
• Implemented the Corporate Action services on Internet Banking to allow clients check on corporate events and submit corresponding instructions electronically, reduced posting risks and boosted team efficiency in.

Hong Kong

• Receive on-the-job training and rotations within several operations support functions like retail and corporate banking processing support, autopay processing, local stock, fund and treasury settlement, corporate.
• Perform assigned duties, under direction of mentors, to become familiar with bank back office daily operations and staff functions concerning transaction processing with branches
• Developed attentiveness to details, teamwork and improved communications skills through working with different functional teams and staff at all levels

Bachelor’S Degree, Double Major In Economics; Applied And Computational Mathematical Sciences

Activities and Societies: Hong Kong Student Association, National Society of Collegiate Scholars, Omicron Delta Epsilon

High School

Activities and Societies: Editorial Board