Leticia Amaral Email & Phone Number

São Paulo, São Paulo, Brasil

> Currently at B3 S.A. - Brasil, Bolsa, Balcão, working as an attorney in the Legal Management of OTC | Legal Superintendence of Regulation and Capital Markets.As secondee lawyer, the partner offers advisory to financial institutions, financial markets infrastructures, asset managers and fintechs dedicated to financial, payments, credit and exchange services, on various regulatory matters and compliance.

São Paulo E Região, Brasil

As an external counsel or secondee lawyer, the partner offers advisory to financial institutions, asset managers and fintechs dedicated to financial, payments, credit and exchange services, on various regulatory matters and compliance.• Full implementation of Governance, Risk and Compliance Program at Banni Participações S.A.• Advised on implementing a comprehensive Compliance and Data Protection Program at BBCE.

São Paulo E Região

Responsible for the holding company’s corporate governance, risk and compliance program with focus on accessing investors and capital markets. Also, responsible for managing the group’s litigation area and rendering legal advice for products, technology, commercial and contract areas.• Advised the Finance Director to obtain authorization before Central Bank, CVM and ANBIMA for a local broker dealer.• Full implementation of Governance, Risk and Compliance Program at the holding company… Show more Responsible for the holding company’s corporate governance, risk and compliance program with focus on accessing investors and capital markets. Also, responsible for managing the group’s litigation area and rendering legal advice for products, technology, commercial and contract areas.• Advised the Finance Director to obtain authorization before Central Bank, CVM and ANBIMA for a local broker dealer.• Full implementation of Governance, Risk and Compliance Program at the holding company level as well as partially at the invested companies level.• Acted as Member of the Governance and Risk and Ethics Committees of Banni's invested companies (Conveste Serviços Financeiros e Fenix Serviços de Cobrança). Show less

São Paulo, Brasil

Reporting to BBCE CEO, provided comprehensive legal counsel on products, technology, contracts, M&A, corporate governance, and compliance matters to senior management and the Board. Led internal legal committees (Governance, AML, Ethics) and collaborated with AML/Supervision teams. Liaised with external auditors and examiners for M&A due diligence. Served as governance officer and managed a team of 3 legal associates.• Spearheaded implementation of BBCE's LGPD-compliant and AML program… Show more Reporting to BBCE CEO, provided comprehensive legal counsel on products, technology, contracts, M&A, corporate governance, and compliance matters to senior management and the Board. Led internal legal committees (Governance, AML, Ethics) and collaborated with AML/Supervision teams. Liaised with external auditors and examiners for M&A due diligence. Served as governance officer and managed a team of 3 legal associates.• Spearheaded implementation of BBCE's LGPD-compliant and AML program, including onboarding & document revisions. Advised on power derivatives trading platform. Show less

Provided governance & activity guidance to internal stakeholders and BBCE executives. Analyzed reports & complaints via the implemented reporting channel. Supported Compliance Officer in investigations.

São Paulo Area, Brazil

Responsible for establishing and obtaining regulatory authorisations of the company, legal and internal controls, formalization of legal instruments, transactions and assets related to 555 investment funds and agribusiness credit funds, the definition, implementation and operation of the compliance plan, elaboration and review of internal policies and procedures regarding third party resources management, anti-money laundering and terrorist financing prevention plan, codes of ethics and… Show more Responsible for establishing and obtaining regulatory authorisations of the company, legal and internal controls, formalization of legal instruments, transactions and assets related to 555 investment funds and agribusiness credit funds, the definition, implementation and operation of the compliance plan, elaboration and review of internal policies and procedures regarding third party resources management, anti-money laundering and terrorist financing prevention plan, codes of ethics and conduct, and attendance to regulatory and self-regulatory bodies, monitoring of supervisory and audit processes. Participation in debt renegotiations, extrajudicial and judicial recovery proceedings and in lawsuits related to the agribusiness credit funds. Show less

São Paulo Area, Brazil

Responsible for legal and internal controls in the administration and management of third-party resources fund area, attendance to regulatory and self-regulatory bodies, monitoring of supervisory and audit processes, formalization of legal instruments, transactions and assets related to 555 investment funds.

São Paulo Area, Brazil

Independent legal consultant, specializing in assets adequacy available to CVM 558 and 555 instructions for specialized law firms, companies, foreign investors and financial institutions. The work also involved drafting, negotiating and reviewing contracts, legal documents and policies for risk controls, business structuring, operations and training in the areas of financial, banking and foreign exchange law (contracts and transactions, regulatory and compliance), Capital Markets market law… Show more Independent legal consultant, specializing in assets adequacy available to CVM 558 and 555 instructions for specialized law firms, companies, foreign investors and financial institutions. The work also involved drafting, negotiating and reviewing contracts, legal documents and policies for risk controls, business structuring, operations and training in the areas of financial, banking and foreign exchange law (contracts and transactions, regulatory and compliance), Capital Markets market law, funds and portfolios, treasury and derivatives products, custody of Securities and back office services, Trade and Project Finance, Private Equity and M & A, foreign investments, restructurings and corporate recoveries. Show less

Managing partner for a food service enterprise aimed at the executive public and providing catering for companies and events. Responsible for the creation and technical definition of products, events coordinating, purchases and sales, staff and routines of personnel administration supervision, accounting, tax and financial routines monitoring.Investment in studies in Entrepreneurship and Business August 2012 – December 2013

São Paulo E Região, Brasil

Reporting to the Legal Executive in Brazil, in addition to the areas and functions previously performed, I was responsible for preventive consulting in Global Banking & Markets (Treasury, Brokerage, Research, Project Finance, Private Equity, Investment Bank, Foreign Exchange), International Custody, Funds Services (administration, custody and control of investment funds 409, FIDC and FIPES) and Escrow Accounts. I also managed a team of five lawyers and two trainees and led HSBC Group regional… Show more Reporting to the Legal Executive in Brazil, in addition to the areas and functions previously performed, I was responsible for preventive consulting in Global Banking & Markets (Treasury, Brokerage, Research, Project Finance, Private Equity, Investment Bank, Foreign Exchange), International Custody, Funds Services (administration, custody and control of investment funds 409, FIDC and FIPES) and Escrow Accounts. I also managed a team of five lawyers and two trainees and led HSBC Group regional projects in the Americas, both in the regulatory and compliance areas, and in Private Equity. Show less

São Paulo Area, Brazil

Responsible for providing preventive legal advice for the Treasury, Brokerage, Research, Project Finance, Private Equity, Investment Bank, Foreign Exchange and Trade Finance areas. Acting on local and international senior projects and committees. Participation in debt renegotiations, extrajudicial recovery proceedings and in lawsuits related to derivatives. Focal point in Brazil for other legal and compliance interests in areas of the HSBC Group. Managed a team of four lawyers and two trainees.

São Paulo Area, Brazil

Provision of preventive legal advice for the Treasury, Foreign Exchange (including current accounts of nonresidents and in foreign currency) and local Capital Markets areas. Analysis and review of structured operations, including derivatives and exchange operations. Analysis, preparation and negotiation of contracts in general, including derivatives and ISDA contracts, and other instruments related to the areas mentioned above. Acted as a main contact to external consultants and the Regional… Show more Provision of preventive legal advice for the Treasury, Foreign Exchange (including current accounts of nonresidents and in foreign currency) and local Capital Markets areas. Analysis and review of structured operations, including derivatives and exchange operations. Analysis, preparation and negotiation of contracts in general, including derivatives and ISDA contracts, and other instruments related to the areas mentioned above. Acted as a main contact to external consultants and the Regional Legal Department (Miami and NY) regarding all these issues. Show less

São Paulo Area, Brazil

Provision of preventive legal advice for the following business areas: Trade Services, Trade Finance and Foreign Exchange for Retail and Wholesale Banking (including non-resident and foreign currency current accounts and international transfers in Reais ), Local and International Custody, Treasury and Brokerage, International Private Banking and Wealth Mangement Services. Analysis, elaboration and negotiation of contracts, guarantees and banking instruments in general, national and… Show more Provision of preventive legal advice for the following business areas: Trade Services, Trade Finance and Foreign Exchange for Retail and Wholesale Banking (including non-resident and foreign currency current accounts and international transfers in Reais ), Local and International Custody, Treasury and Brokerage, International Private Banking and Wealth Mangement Services. Analysis, elaboration and negotiation of contracts, guarantees and banking instruments in general, national and international. Responsible for the elaboration of Bank Credit Notes for use in Retail Banking. Show less

São Paulo Area, Brazil

Reporting to the Vice President of Operations and the external law firm (Gouvêa Vieira Advogados), I was responsible for providing legal advice related to banking law in general, corporate law and tributes, legal advice regarding local investment funds, Trade Finance and Foreign Exchange, Mergers and Acquisitions.

São Paulo Area, Brazil

Responsible for providing legal advice related to the Treasury (local and international), Trade Finance, Correspondent Banks, and Mergers and Acquisitions, and the representative office of the institution in Buenos Aires , Argentina.

Pós-Graduação Lato Sensu - Mba, Transição Energética: Novos Negócios E O Futuro Da Energia

Formação Acadêmica, Economia Do Direito

Activities and Societies: Cátedra Família Martinez-Goldberg sob a orientação do Prof. Dr. Paulo Furquim de Azevedo

Postgraduate Degree, Law, Conceito A

Faculdade de Direito Largo de São Francisco Departamento de Pós Graduação Aluna especial na Disciplina Fundos de Investimento: regime.

Masters Law, International Economic Relations Law, 9,6

Dissertação de Mestrado orientada pelo Prof. Dr. Claudio Filkenstein Tema: Direito Internacional dos Investimentos

Bachelor Law

Education record