Lee Baxter Email & Phone Number

London, Gb

London, Gb

An ICA qualified Risk and Compliance (R&C) professional with 25 years in the legal sector and 16 years’ experience in SRA regulated environments. My areas of expertise include anti-money laundering, anti-bribery and corruption, client due diligence, complaints, confidentiality, conflicts, cyber security, data protection and GDPR, monitoring and audit, professional conduct and ethics, professional indemnity insurance and risk management. I am responsible for R&C strategy and compliance with all statutory and regulatory requirements; for implementing and maintaining policy and procedure and for ensuring the business of the firm is conducted within the firm's risk management and compliance framework. I can offer guidance on any risk and compliance issues and commercial solutions that balance the needs of the firm, the client and the regulator. I can give assistance to those who need to deal with a complaint or claim, will help to minimise the impact of any breach or non-compliance one observes and will help assess any new commercial or operational risk or opportunity that is identified.I am a member of the International Compliance Association (ICA).