Leigh Middleton-Ross Email and Phone Number
Leigh Middleton-Ross work email
- Valid
- Valid
Leigh Middleton-Ross personal email
- Valid
I have extensive WM advisory experience and a deep understanding of WM products. I also have the ability to review financial products and undertake risk based compliance monitoring and training on all aspects of new products and the findings from the results of RBM. Finally, I have a strong working knowledge of the FCA/PRA Handbook/SYSC, COBS, BCOBS and MCOBS.
Guild Of Investment Managers
View- Website:
- coinvmgt.com
- Employees:
- 10
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Court Assistant And Director Of The Guild Of Investment Managers LtdGuild Of Investment ManagersLondon, Gb
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Deputy ChairmanGuild Of Investment Managers Finance Committee May 2024 - Present
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Head Of Compliance & MlroFiske Plc Sep 2020 - PresentLondon, London, GbI'm an FCA approved person holding Senior Management Functions SMF 16 & 17. -
Compliance ManagerFiske Plc Feb 2020 - Sep 2020London, London, GbFiske Plc is a Private Client Stockbrokers based in the City of London. www.fiskeplc.com
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Compliance ManagerSchroders Dec 2017 - Dec 2019London, Greater London, Gb -
Senior Compliance Officer & Deputy MlroBnp Paribas Aug 2014 - Nov 2017Paris, FrAs the Senior Compliance Officer it is my responsibility to assist the Head of Compliance and the Compliance Team with all aspects of WM Compliance to deliver an effective compliance service to the business. -
Managing Partner And Chief Operating OfficerSolar Wealth Management Llp, Partner Practice Of St James'S Place Wealth Management Sep 2013 - Aug 2014As a Founding Partner in Solar Wealth Management LLP I have over 15 years experience in the financial services sector and to date have specialised in Private Banking and Wealth Management for Individual Private High Net Worth clients. Our emphasis is on maintaining long-term relationships with our clients providing them with a source of trusted advice as their financial needs evolve over the years. Working with the St James's Place Partnership enables us to provide Wealth Management advice at the highest possible level. We cover all aspects of wealth management including inheritance tax planning, investment management, retirement planning and wealth protection.
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Compliance OfficerEuropean Wealth Mar 2013 - Nov 2013CF10 Compliance Officer for the advisory division of European Wealth.
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Compliance Officer & MlroBooth Wealth Management Llp May 2005 - Mar 2013CF10 and CF11 (Compliance Officer and MLRO) for the advisory division of BWM LLP.
Leigh Middleton-Ross Skills
Leigh Middleton-Ross Education Details
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The Weald School
Frequently Asked Questions about Leigh Middleton-Ross
What company does Leigh Middleton-Ross work for?
Leigh Middleton-Ross works for Guild Of Investment Managers
What is Leigh Middleton-Ross's role at the current company?
Leigh Middleton-Ross's current role is Court Assistant and Director of the Guild of Investment Managers Ltd.
What is Leigh Middleton-Ross's email address?
Leigh Middleton-Ross's email address is le****@****bas.com
What schools did Leigh Middleton-Ross attend?
Leigh Middleton-Ross attended The Weald School.
What are some of Leigh Middleton-Ross's interests?
Leigh Middleton-Ross has interest in Travelling, Rugby, Arts And Culture, Horse Racing.
What skills is Leigh Middleton-Ross known for?
Leigh Middleton-Ross has skills like Customer Service, Microsoft Office, Microsoft Excel, Coaching, Strategic Planning, Negotiation, Microsoft Word, Team Building, Team Leadership, Sales Management, Budgets, New Business Development.
Who are Leigh Middleton-Ross's colleagues?
Leigh Middleton-Ross's colleagues are Daphne Morgan, John Garbutt.
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