Len Patti

Len Patti Email and Phone Number

Chief Compliance Officer at MCAP LLC @ MCAP LLC
new york, new york, united states
Len Patti's Location
New York, New York, United States, United States
Len Patti's Contact Details

Len Patti personal email

n/a

Len Patti phone numbers

About Len Patti

Len Patti is a Chief Compliance Officer at MCAP LLC at MCAP LLC. He possess expertise in securities, finra, equities, capital markets, series 7 and 44 more skills.

Len Patti's Current Company Details
MCAP LLC

Mcap Llc

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Chief Compliance Officer at MCAP LLC
new york, new york, united states
Website:
mcapmarkets.com
Employees:
20
Len Patti Work Experience Details
  • Mcap Llc
    Chief Compliance Officer
    Mcap Llc Sep 2018 - Present
    Greater New York City Area
    View
  • Instinet Incorporated
    Aml Compliance Officer
    Instinet Incorporated Oct 2015 - Aug 2018
    Greater New York City Area
    View
  • Cantor Fitzgerald
    Managing Director, Head Of Capital Markets Supervision
    Cantor Fitzgerald Jul 2009 - Aug 2015
    Greater New York City Area
    View
  • Aqua Securities, L.P.
    Chief Compliance Officer
    Aqua Securities, L.P. Aug 2011 - Jun 2014
    Greater New York City Area
  • Bear Stearns & Co.
    Managing Director, Capital Markets Supervision
    Bear Stearns & Co. Feb 1996 - Aug 2008
    Greater New York City Area
    View
  • United States Navy
    Uss Normandy (Cg-60)
    United States Navy 1988 - 1993
    Staten Island, Ny
    View

Len Patti Skills

Securities Finra Equities Capital Markets Series 7 Equity Trading Hedge Funds Series 63 Series 24 Prime Brokerage Fixed Income Options Trading Systems Alternative Investments Trading Bloomberg Aml Derivatives Asset Management Sec Investment Banking Securities Regulation Risk Management Compliance Bonds Electronic Trading Mutual Funds Financial Services Market Data Equity Derivatives Structured Products Quality Auditing Portfolio Management Financial Markets Securities Lending Structured Finance Sec Compliance Compliance Management Kyc Ofac Usa Patriot Act Anti Money Laundering Series 3 Series 4 Series 9 Series 10 Series 53 Series 55 Compliance Audits

Frequently Asked Questions about Len Patti

What company does Len Patti work for?

Len Patti works for Mcap Llc

What is Len Patti's role at the current company?

Len Patti's current role is Chief Compliance Officer at MCAP LLC.

What is Len Patti's email address?

Len Patti's email address is lp****@****tor.com

What is Len Patti's direct phone number?

Len Patti's direct phone number is (212) 372*****

What skills is Len Patti known for?

Len Patti has skills like Securities, Finra, Equities, Capital Markets, Series 7, Equity Trading, Hedge Funds, Series 63, Series 24, Prime Brokerage, Fixed Income, Options.

Who are Len Patti's colleagues?

Len Patti's colleagues are Stephen Cocco, Jack Bouchard, Adam Scalione, Liz Koenig, Daniel Seidenstein, Jonpaul Mondazzi, Frank Tacopino.

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