Lesley Duffy

Lesley Duffy Email and Phone Number

AVP, Advisor Compliance &Chief Compliance Officer, Quadrus Investment Services Ltd. @ London Life
canada
Lesley Duffy's Location
Belmont, Ontario, Canada, Canada
Lesley Duffy's Contact Details

Lesley Duffy personal email

n/a
About Lesley Duffy

Lesley Duffy is a AVP, Advisor Compliance &Chief Compliance Officer, Quadrus Investment Services Ltd. at London Life. They possess expertise in mutual funds, training, wealth management, insurance, retirement planning and 2 more skills.

Lesley Duffy's Current Company Details
London Life

London Life

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AVP, Advisor Compliance &Chief Compliance Officer, Quadrus Investment Services Ltd.
canada
Website:
londonlife.com
Employees:
1241
Lesley Duffy Work Experience Details
  • London Life
    Associate Manager, Field And Market Development
    London Life Nov 2010 - Present
    - field relations- development of training material for mutual representatives and branch managers
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  • Quadrus Investment Services Ltd.
    Compliance Officer
    Quadrus Investment Services Ltd. Feb 2007 - Nov 2010
    - responsible for mutual fund compliance in specific region- facilitate training for mutual fund representatives and branch managers- conducting branch reviews - identifying areas for improvement in the branches
  • Quadrus Investment Services Ltd.
    Assistant Manager, Mutual Fund Compliance
    Quadrus Investment Services Ltd. Jan 2003 - Jan 2007
    - lead the head office compliance team, including individuals responsible for head office trade reviews, registrations of the dealer, privacy compliance

Lesley Duffy Skills

Mutual Funds Training Wealth Management Insurance Retirement Planning Financial Planning Investments

Lesley Duffy Education Details

Frequently Asked Questions about Lesley Duffy

What company does Lesley Duffy work for?

Lesley Duffy works for London Life

What is Lesley Duffy's role at the current company?

Lesley Duffy's current role is AVP, Advisor Compliance &Chief Compliance Officer, Quadrus Investment Services Ltd..

What is Lesley Duffy's email address?

Lesley Duffy's email address is le****@****ent.com

What schools did Lesley Duffy attend?

Lesley Duffy attended Ryerson University.

What skills is Lesley Duffy known for?

Lesley Duffy has skills like Mutual Funds, Training, Wealth Management, Insurance, Retirement Planning, Financial Planning, Investments.

Who are Lesley Duffy's colleagues?

Lesley Duffy's colleagues are Lynn James- Bauman, Dudek Elizabeth, Denise Mcnabb, Dustin Steward, Sophie Crégheur, Linda Morris, Nick Cogghe.

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