Leslie Le Email & Phone Number

Pomona, Ca, Us

• Supported the General Counsel and Legal Department in providing legal advice in commercial transaction matters and vendor services agreements• Managed two (2) direct reports for the Legal Department (Paralegal and Legal Assistant)• Handled regulatory and licensing activity within the organization and its affiliates • Interpreted federal compliance statutes, trademark regulations and state laws, and analyzed their impact on existing policy and business practices, with special attention to CFBP and FTC • Provided support in the following practice areas: government contracting, financial services, title and closing issues, eviction, rental management, REO sales, corporate secretary, consumer protection, data privacy protection, loan servicing, trademark, marketing and advertising and employment law on an as needed basis• Corresponded and developed relationship with government regulators, outside counsel, vendors, and various teams across 6 companies• Assisted the General Counsel in connection with annual risk management processes and insurance coverage matters including review of company insurance policies for adequate coverage and review of the vendor requirements • Overhauled 6 company websites, Privacy Policies, and Terms of Use Policies for compliance with the state-specific privacy acts (i.e. CPRA, CTDPA. UCPA. CDPL, etc.)• Drafted cybersecurity, risk management, and compliance charts and memoranda• Partnered with Operations and Quality Control departments to provide support in regulatory compliance and the implementation of best practices• Proactively identified recurring issues and provide support to render advice and counsel to the Company’s senior leaders on complex issues having impact on the company• Prepared reports for executive team meetings, company-specific Compliance Committee meetings, HR/Legal Compliance Committee meetings, IT Compliance Committee meetings, and Adjudication Committee meetings.

Pomona, Ca, Us

• Reviewed and negotiated government and private vendor contracts• Monitored the overall compliance program at the operating level and worked closely with the Director of Compliance and Licensing• Prepared and drafted documentation for corporate formation, including: drafting and review of LLC Agreement, procurement of EIN number, and filing for trademarks and applicable DBAs • Assisted with the coordination of all training programs related to security, regulatory compliance, and Health & Safety to ensure compliance with corporate standards, as well as State and Federal laws and regulations• Researched and reviewed state and federal licensing, privacy, and governance laws• Drafted cybersecurity, risk management, and compliance charts and memoranda• Prepared reports and agenda for executive team meetings and compliance committees• Corporate affairs management—including updating internal policies and procedure• Tracked and maintained records as per regulatory requirements • Escalated legal complaint system management and investigated compliance-related incidents, under the direction of the General Counsel• Expense report and law firm billing management• Identified and resolved routine and non-routine issues• Maintained compliance, safety, and security files and records• Calendar management and speaking engagement preparation

• Under the guidance of multiple misdemeanor and felony attorneys• Took one misdemeanor case to jury trial, conducting opening statements and questioning four witnesses, resulting in a not guilty verdict• Successfully counseled, appeared, and advocated for minor-aged clients in detention, disposition, review, and special hearings dealing with misdemeanor matters• Conducted misdemeanor arraignments and argued OR/bail motions• Prepared, drafted, and argued motions including: OR/bail motions, 1538.5, and Serna • Wrote legal memoranda regarding Prop 47 and CA Three Strikes Law application in out-of-state convictions

• Personally advocated in court for clients under the supervision of multiple misdemeanor and felony attorneys deputy public defenders • Conducted misdemeanor arraignments and argued OR/bail motions• Successfully counseled, appeared, and advocated for minor-aged clients in detention, disposition, review, and special hearings dealing with misdemeanor and felony matters• Successfully planned, arranged, and implemented caseload by researching law, drafting memoranda and court documents, and preparing schedules • Prepared, drafted, and argued motions including: 170.6, 995, 1538.5, 17(b), OR/bail, Romero, and writ of mandate

• Dealt directly with insurance companies and clients by personally handling over 50 cases, overseeing Medi-Cal and MediCare portions of personal injury cases • Successfully planned, arranged, and implemented caseload by researching law, drafting memoranda and court documents, and preparing schedules • Translated for Vietnamese speaking clients

Juris Doctor (J.D.)

Bs, Business Economics