A compliance specialist who has a broad and deep understanding of compliance obligations across financial services and wealth management by providing advice that assists businesses to meet regulatory obligations. Immediately identifies issues, provides solutions and implements risk and compliance frameworks in line with current financial services regulations. Holds extensive product knowledge that assists businesses to promote financial products to retail clients. RG 146 compliant and derivatives accredited. Key competencies are solutions focussed, relationship building, effective communication and attention to detail that adds value to businesses quickly and efficiently.
Listed skills include Risk Management, Compliance Management, Regulatory Compliance, Financial Services, and 9 others.