Experienced Compliance professional with a demonstrated history of working in the investment management, fund management and private equity industry. Skilled in MiFID, AIFMD, UCITS, Compliance Training, Asset Management, Corporate Governance, Code of Conduct, Compliance & Ethics Programs, Financial Crime compliance, AML & KYC, Internal Audits, Internal Control Framework and Risk Management. Have experience with e.g., Risk Assessments, Contingency Plans and FSA interactions.Previous experience from Financial Supervisory Authority as a market supervisor and regulation coordinator. Also have Board, Executive Management team and Risk Committee level experience. Leadership and management skills, and enjoy sparring others with emphatic mindset. Education: Master of Science in Economics and Business Administration focused in Business Law from Helsinki School of Economics.
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Head Of Product And Service GovernanceAktiaFinland -
Head Of Product GovernanceAktia Aug 2024 - PresentHelsinki, Uusimaa, Finland -
Board MemberCompliance Forum Finland Feb 2024 - PresentUusimaa, Finland -
Senior Compliance ManagerCapman Apr 2022 - Aug 2024Helsinki, Uusimaa, Finland- Responsibility for the Compliance function and its continuous development as part of the Legal & Compliance team - Evaluation of compliance risks, annual planning and practical implementation of operations including guidelines and training - Direct reporting to the Board of Directors & Communication with authorities - Monitoring regulatory changes and effectively implementing them into business processes such as MAR, MiFID, AIFMD, GDPR, AML, Sanctions, Whistleblower, ESG regulation, DORA - Creation and maintenance of internal control and monitoring systems - Coordination of internal audit projects - Responsibility and oversight of AML/KYC/Sanctions operations & Insider management -
Secretary Of The Board Of DirectorsJam Advisors Aug 2017 - Apr 2023Helsinki Area, Finland -
Head Of Compliance And Risk ControlCapman Wealth Services Jun 2017 - May 2022Helsinki Area, FinlandResponsibility for building, leading, and developing the Compliance function: Evaluation of compliance risks, annual planning and practical implementation of operations (such as insider management, product governance)Monitoring regulatory changes and leading regulatory implementation projects, such as MiFID2, AML, GDPR (including guidance & training)Direct reporting to the Board of Directors & Communication with authoritiesResponsibility for creating the risk management model and second-line risk management (risk assessment and monitoring)Coordination of internal audit projectsMember of the executive teamDiverse administrative duties such as Head of HR and leader of Back Office & Middle Office Team -
Head Of HrCapman Wealth Services Aug 2018 - Dec 2020Helsinki Area, Finland -
Compliance OfficerEq Asset Management Jun 2014 - May 2017
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Market SupervisorFinancial Supervision Authority Apr 2008 - Jun 2014 -
Regulation CoordinatorFinancial Supervision Authority May 2002 - Apr 2008
Liisa Rajala Education Details
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Business Law -
Economics
Frequently Asked Questions about Liisa Rajala
What company does Liisa Rajala work for?
Liisa Rajala works for Aktia
What is Liisa Rajala's role at the current company?
Liisa Rajala's current role is Head of Product and Service Governance.
What schools did Liisa Rajala attend?
Liisa Rajala attended Helsinki School Of Economics, University Of Helsinki.
Who are Liisa Rajala's colleagues?
Liisa Rajala's colleagues are Merja Sergelius, Ari Ansiomäki, Jenny Julin, Joni Saastamoinen, Carlos Correa, Ranki Ramona, Linda Lönnblad.
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Liisa Rajala Malmgren
Accelerating The Transition To Solar ☀️ As Chief Legal Officer At AlightStockholm3gmail.com, eneosolutions.com, alight-energy.com -
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Liisa Rajala
Greater Boston3nhbr.com, yahoo.com, discovery.com4 +160362XXXXX
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