Lily K. Email & Phone Number

Kearny, New Jersey, United States

• Responsible for group's day-to-day operations, KYC reviews, and onboarding.• Lead partnership with compliance to ensure risk mitigation on follow ups.• Continually review procedures and provide feedback to improve processes.• Retain internal pipeline reports, track status of new deals and brief senior management • Analyze client activity to improve profitability by evaluating financial information and data.

New York, New York, United States

• Complete daily portfolio review to identify areas of concern and any opportunity.• Monitor high-risk accounts to obtain a greater understanding of activities to detect any suspicious transaction patterns.• Conduct documentation review to identify beneficial owners, ensure compliance and regulatory requirements

Greater New York City Area

• Ensure operational procedures and regulations are followed through ongoing monitoring and coaching.• Complete monthly and quarterly internal compliance and operational audits.• Perform AML related follow-ups to ensure open cases are resolved within compliance due date.• As the first line of defense, review and submit Unusual Transaction Reports on an as need basis.- Work closely with AML and performed KYC followups to ensure open cases are resolved within compliance due dates.• Consistently identify and trace fraud patterns and trends to escalate appropriately.• Coach team members to identify sales opportunities and manage partnerships with segment partners.• Develop and operate new account transactions as well as cross-sell financial services and mortgages.