Lily Yang Email & Phone Number

Toronto, Ontario, Canada

Toronto, Ontario, Canada

● Perform CDD and EDD checks on BMO Capital Market clients by conducting research into companies to fulfill with bank’s Know Your Client(KYC) procedures as well as Anti-money Laundering obligations● Initiate investigations utilizing Bankers Almanac, Orbis, Capital IQ and external data sources to prepare documents as required by checklist and support a reasonable suspicion of money laundering, terrorist financing or tax evasion activities.● Collect AML Data, consolidate and quantify… Show more ● Perform CDD and EDD checks on BMO Capital Market clients by conducting research into companies to fulfill with bank’s Know Your Client(KYC) procedures as well as Anti-money Laundering obligations● Initiate investigations utilizing Bankers Almanac, Orbis, Capital IQ and external data sources to prepare documents as required by checklist and support a reasonable suspicion of money laundering, terrorist financing or tax evasion activities.● Collect AML Data, consolidate and quantify results into Risk Rating using numerical risk scores. ● Generate reports based on data analysis and provide AML recommendations to the team.● Set up system, work on data entry to keep records updated on CMCIF● Actively interact with stakeholders such as Relationship Managers, Quality Control, Clients, and abroad KYC team. ● Monitor the effectiveness of the AML framework, keep up with the latest AML rules and regulations, and adapt to fast-changing and complex scenarios. Show less

Wuhan, Hubei

• Audited and disclosed the annual report and reviewed public announcements of 66 corporations in a tight deadline, saved 70% of supervisor’s time and energy on the preliminary review• Maintained relationship with 66 corporations and supervised their routine work including the election of the board of directors and supervisors, and the organization of the three meetings, helped them better comply with regulations• Collated working paper including public announcements and relative record… Show more • Audited and disclosed the annual report and reviewed public announcements of 66 corporations in a tight deadline, saved 70% of supervisor’s time and energy on the preliminary review• Maintained relationship with 66 corporations and supervised their routine work including the election of the board of directors and supervisors, and the organization of the three meetings, helped them better comply with regulations• Collated working paper including public announcements and relative record documents of over 60 companies since January 2017 Show less

Wuhan, Hubei

• Mastered Excel to analyze and report funds sales data of over 10 distribution channels every day, discussed further sales priorities with managers, helped the team win the bestseller twice• In charge of financial and administrative affairs including reimbursement and event planning. Integrated with internal and external parties. Successfully assisted in organizing 3 large-scale promotional activities• Mastered Bloomberg to acquire updated fund information and wrote daily and weekly… Show more • Mastered Excel to analyze and report funds sales data of over 10 distribution channels every day, discussed further sales priorities with managers, helped the team win the bestseller twice• In charge of financial and administrative affairs including reimbursement and event planning. Integrated with internal and external parties. Successfully assisted in organizing 3 large-scale promotional activities• Mastered Bloomberg to acquire updated fund information and wrote daily and weekly report about the performance of 5 specific funds• Developed and maintained relationship with banks and customers, operated 10 virtual communities for three months, shared fund NVA with clients on a daily basis Show less

Wuhan,Hubei

Calculated, modeled and valuated cost of 4 water projects including projects in Suining City, Xichang City and Peixian County etc.Studied in mergers and acquisitions policy about PPP Project.

Yichang,Hubei

Introduced the latest financial information and products to customers.Analyzed the characteristics, structure, selling points, profits and risk of financial products.

Master'S Degree, Finance, General

Bachelor Of Management, Cga