• Performed transaction investigations for investments, followed CDD/EDD procedures, authenticated and confirmed clients’ identity by verifying account information• Followed AML/ATF and fraud regulations, assisted conducting KYC and identified potential risk, reported/escalated risk issues to risk team for further investigations• Processed transfers related to fixed income, equity securities and derivatives using IBM ISM and Excel macros in back-office environment to support front office.• Adhered to Service Level Agreements (SLA) and internal service delivery standards • Placed Mutual Fund wire orders on FundServ and interacted with fund companies to process segregated funds• Reviewed and ensured documentations completion and consistency with relevant rules/regulations• Kept relevant parties informed and up-to-date about the status/progress of projects

• Designed models and prepared financial reports and management reports including Flash Report, P&L reports, sales reports and expense reports• Interpreted financial performance and performed analysis on trends, causes, key indicators and variances against budget and targets in areas including sales, margin, costs, expenses, profitability (P&L), working capital and cash flows. • Built dashboards, note disclosures, presentation material, summaries and BI visualizations to assist management decisions.• Leaded Liaison with external and internal auditors by preparing, consolidating and reviewing working papers, responding to inquiries, providing or sourcing documents from other functions• Optimized corporate capital structure by planning and executing registered capital increase• Owned corporate income tax function including applying deductions which saved more than 3M RMB tax annually• Monitored internal control by compiling, updating and reviewing financial policies and processes, ensured policies followed by other functions• Performed period-end closing procedures by posting and reviewing accruals and adjusting journal entries while maintaining supporting documentation• Performed bank reconciliation and balance sheet account reconciliation including AR, inventory and deferred revenue, ensured accurate and timely accounting records• Record and register invoice in timely manner, provide payment information and instruction to customers• Reconcile customer and supplier balance by matching records in accounting system and Invoice System.• Performed full-cycle accounting including issuing invoices, recording journal entries on revenue, payments and WIP and period-end closing procedures by posting accruals journal entries

• Performed financial planning, budgeting, forecasting and its modeling processes including full P&L, capital expenditure, and cash flow. • Supported function leaders in budget submission and implementation, ensured company functioning with limited working capital/cash.• Supported capital projects in financial feasibility analysis, forecasting and ad hoc analysis using methodologies such as discounted cash flow, return on investment (ROI), internal rate of return (IRR) and payback period, researched and gathered information on other specific projects and matters• Launched upgraded ERP system by inputting and consolidating financial and budget data, trained accounting staff with new system, integrated budget projects and functions with financial reporting system• Performed full-cycle accounting including journal entries and period-end closing procedures by posting accruals journal entries• Performed bank reconciliation and balance sheet account reconciliation including AR and inventory• Record and register invoice in timely manner, provide payment information and instruction to customers

• Performed full-cycle risk-based auditing within a week. Performed audit planning, execution, and audit reporting. • Identified and assessed risks and internal controls, obtained process understanding, performed auditing procedures including external confirmations, sampling, walk-through tests and recalculations, prepared working papers and documentations.• Accomplished IPO auditing project of Jiangsu Wanlin Modern Logistics Co., Ltd which is now listed on Shanghai Stock Exchange.