Operations Analyst
Current·Work closely with equity trading desk to support transactions in US and Asian markets and post-trade activities·Partner with equity sales and trading desk to perform account opening and KYC process·Track regulatory changes and provide operational guidance on newly introduced products like China Connect Program·Participate in-house system enhancement project, providing recommendations and solutions to improve automation level and efficiency ·Prepare management reports by analyzing trading volume, commission schedule and other financial data·Assist in ad hoc projects, such as FINRA and SEC examination