Lisa Sheehan Email and Phone Number
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Lisa Sheehan personal email
Experienced Compliance Advisor with a demonstrated history of working in the financial services industry. Skilled in Risk Management, System and Organization Control Reports, and Qualified Retirement Plans.
Principal Financial Group
View- Website:
- principal.com
- Employees:
- 16552
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Director Of Risk ManagementPrincipal Financial Group Mar 2021 - Present
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Assistant Director - Risk ManagementPrincipal Financial Group Feb 2018 - Mar 2021Participate in the design and implementation of operational risk management programs for Retirement & Income Solutions (RIS) business unit.
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Compliance AdvisorPrincipal Financial Group Mar 2013 - Feb 2018Spokane, Washington AreaManage FSA’s SOC 1, FICCA, and SOC 2 reports with an independent auditing firm. Provide comprehensive analysis and guidance on laws, regulations, and complex compliance issues impacting qualified retirement plans for FSA Operations. Led FSA's Special Investigations Unit. Coordinated RIS business unit responses and developed FSA's Risk Matrix as part of the Federal Reserve review.
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Sr. Compliance AnalystPrincipal Financial Group Oct 2009 - Mar 2013Spokane, Washington AreaProvided legal and regulatory support to business operations for qualified retirement plan customers and provided feedback to industry trade associations for RFI’s, proposed legislation and guidance. Major Initiative: 404(a) Participant Fee Disclosure
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Client ServicesPrincipal Financial Group Oct 1997 - Oct 2009Spokane, Washington AreaWorked in a variety of roles including Client Service Administrator, Assistant Manager and Workflow Coordinator, and Analyst for Full Service Accumulation.
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AgentPrincipal Financial Group Jan 1994 - Oct 1997Spokane, Washington Area
Lisa Sheehan Skills
Lisa Sheehan Education Details
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Dietetics/Dietitian
Frequently Asked Questions about Lisa Sheehan
What company does Lisa Sheehan work for?
Lisa Sheehan works for Principal Financial Group
What is Lisa Sheehan's role at the current company?
Lisa Sheehan's current role is Director of Risk Management at Principal Financial Group.
What is Lisa Sheehan's email address?
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What schools did Lisa Sheehan attend?
Lisa Sheehan attended Eastern Washington University.
What skills is Lisa Sheehan known for?
Lisa Sheehan has skills like Erisa, Retirement Planning, 401k, Defined Benefit, Qualified Retirement Plans, Retirement, Pensions, Defined Contribution, Profit Sharing, Risk Management, 401 Retirement Savings Plans, Pension Funds.
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Lisa Sheehan's colleagues are Candelaria Vargas, Dave Baumann, Clu, Chfc, Josh Kraft, Kathy Hilson, Rocio Gonzalez Novelo, Alane Dunn, Manohar Budhwant.
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Lisa Sheehan
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Lisa Sheehan
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