Lisa Snow

Lisa Snow Email and Phone Number

Senior Vice President, Legal at Focus Financial Partners @ Focus Financial Partners
new york, new york, united states
Lisa Snow's Location
New York, New York, United States, United States
Lisa Snow's Contact Details

Lisa Snow personal email

n/a

Lisa Snow phone numbers

About Lisa Snow

Seasoned investment management attorney and compliance officer with extensive experience advising investment advisers, hedge and private equity funds, investment companies and broker dealers. Expertise in the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities and Exchange Act of 1934, the Securities Act of 1933 and FINRA rules. Specialties: Advising registered investment advisers to private and open and closed end funds and portfolio managers utilizing different strategies to invest across the capital structure, managing regulatory examinations, compliance training, sales literature review, contract drafting and negotiation, FATCA, AIFMD and Dodd Frank.

Lisa Snow's Current Company Details
Focus Financial Partners

Focus Financial Partners

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Senior Vice President, Legal at Focus Financial Partners
new york, new york, united states
Website:
focusfinancialpartners.com
Employees:
83
Lisa Snow Work Experience Details
  • Focus Financial Partners
    Senior Vice President, Legal
    Focus Financial Partners Mar 2015 - Present
    New York, New York
    Focus is the world's leading partnership of independent fiduciary wealth and investment management firms. Our 32 partner firms collectively manage over $80 Billion in client assets and we operate as a strategic and financial investor in both existing firms and large teams transitioning out of the wire houses to go independent. We offer strategic support to our partners with value added services and resources in the areas of practice management, operations and technology, research, marketing and inorganic business development to help accelerate their growth and ensure ongoing success.
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  • Financial Services Industry
    Consultant
    Financial Services Industry Jan 2014 - Feb 2015
    Greater New York City Area
    Consultant providing legal and compliance services to firms in the financial services industry.
  • Vision Capital Advisors
    General Counsel And Chief Compliance Officer
    Vision Capital Advisors 2006 - Dec 2013
    New York, Ny
    As the General Counsel and Chief Compliance Officer of this SEC registered investment adviser, I was responsible for all legal, regulatory and compliance matters. I prepared offering documents, reviewed marketing materials, documented investment transactions, designed and implemented compliance programs, conducted compliance training classes, managed regulatory examinations, prepared Forms ADV and PF, attended valuation meetings, liaised with fund directors, managed litigation, drafted and negotiated contracts, handled human resources and monitored legal and regulatory developments.
  • Tiaa-Cref
    Vice President And General Counsel, Corporate And Tax Law
    Tiaa-Cref 1987 - 2006
    New York, New York
    Prepared offering documents and periodic reports for open and closed end mutual funds and variable annuities, designed and implemented compliance programs for investment companies, broker dealers and investment advisers, advised boards and senior management on governance responsibilities, drafted proxy statements, formulated responses to privacy breaches, documented and negotiated fixed income and equity investments, designed and implemented procedures required under Sarbanes-Oxley, and managed corporate law department and legal budget.
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  • Parker Chapin
    Corporate Associate
    Parker Chapin 1983 - 1987
    New York, New York
    Transactional attorney on public offerings, private placements, mergers and acquisitions.
  • Seward & Kissel Llp
    Corporate Associate
    Seward & Kissel Llp 1980 - 1983
    New York, New York
    Advised hedge funds on disclosure requirements and broker dealers on compliance requirements.
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Lisa Snow Skills

Securities Hedge Funds Investments Mergers And Acquisitions Securities Regulation Equities Private Placements Due Diligence Private Equity Corporate Governance Fixed Income Employment Law Legal Compliance Capital Markets Joint Ventures Alternative Investments

Lisa Snow Education Details

Frequently Asked Questions about Lisa Snow

What company does Lisa Snow work for?

Lisa Snow works for Focus Financial Partners

What is Lisa Snow's role at the current company?

Lisa Snow's current role is Senior Vice President, Legal at Focus Financial Partners.

What is Lisa Snow's email address?

Lisa Snow's email address is ls****@****par.com

What is Lisa Snow's direct phone number?

Lisa Snow's direct phone number is +164651*****

What schools did Lisa Snow attend?

Lisa Snow attended University Of Michigan Law School, University Of Pennsylvania.

What skills is Lisa Snow known for?

Lisa Snow has skills like Securities, Hedge Funds, Investments, Mergers And Acquisitions, Securities Regulation, Equities, Private Placements, Due Diligence, Private Equity, Corporate Governance, Fixed Income, Employment Law.

Who are Lisa Snow's colleagues?

Lisa Snow's colleagues are Lauren Lewis, Brian Frey, David Lang, Mimi Kearney, Anil Abraham, Carien Simons, Laurie Sayres.

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