Lisa Mccooey Mica Lcoi Email & Phone Number

Ireland

Dublin, County Dublin, Ireland

Dublin, County Dublin, Ireland

Dublin, County Dublin, Ireland

Lisa has been active in the Anti-Money Laundering Compliance area since 2015. She has particular experience in the area of anti-money laundering customer due diligence. She has been appointed to act as the Money Laundering Reporting Officer (“MLRO”) to Irish investment funds and advise them on anti-money laundering (“AML”) issues. She is responsible for providing guidance and expertise on AML documentation to fund boards, reviewing and testing the AML procedures of fund administrators… Show more Lisa has been active in the Anti-Money Laundering Compliance area since 2015. She has particular experience in the area of anti-money laundering customer due diligence. She has been appointed to act as the Money Laundering Reporting Officer (“MLRO”) to Irish investment funds and advise them on anti-money laundering (“AML”) issues. She is responsible for providing guidance and expertise on AML documentation to fund boards, reviewing and testing the AML procedures of fund administrators, providing training to directors and reporting to the directors on AML compliance matters. Lisa is also responsible for the beneficial ownership register services that KB Associates provides. Show less

Dublin, Leinster, Ireland

• Approval of CDD prepared by AML assistants for new and existing clients• Supervising the AML team and managing daily volumes of AML requests• Answering queries from engagement teams and AML assistants• Assisting with updating our AML policy for AMLD4 while dissecting relevant guidance notes and legislation• Delivering an AML training presentation for on-boarding - Bi-monthly for experienced hires (up to 35 ppl), - Quarterly for graduates and co-ops… Show more • Approval of CDD prepared by AML assistants for new and existing clients• Supervising the AML team and managing daily volumes of AML requests• Answering queries from engagement teams and AML assistants• Assisting with updating our AML policy for AMLD4 while dissecting relevant guidance notes and legislation• Delivering an AML training presentation for on-boarding - Bi-monthly for experienced hires (up to 35 ppl), - Quarterly for graduates and co-ops (up to 170ppl).• Keeping up to date with regulatory updates and fines for AML failures to update training slides for on-boarding• Preparing monthly KPI’s for outstanding clients• Making sure the team is adhering to the CJA acts 2010 & 2013 at all times Show less

Dublin, Leinster, Ireland

Ballsbridge, Dublin 4

AML/CDD• Checking client’s files for necessary compliance documentation• Chasing clients for required documents prior to commencing services• Researching on vision-net, for companies house documentation• Due Diligence checks• Risk Assessment• Reporting STR's to the MLRO• Background checks on companies onlineCompliance Management:• Staff training, and assisting colleagues on necessary procedures and policies• Verifying/Confirming CDD documentation that… Show more AML/CDD• Checking client’s files for necessary compliance documentation• Chasing clients for required documents prior to commencing services• Researching on vision-net, for companies house documentation• Due Diligence checks• Risk Assessment• Reporting STR's to the MLRO• Background checks on companies onlineCompliance Management:• Staff training, and assisting colleagues on necessary procedures and policies• Verifying/Confirming CDD documentation that has been certified by a professional body• Preparing for audits• CDD checklists for Regus Ireland centres• Overseeing and monitoring AML compliance for Regus Ireland centres• Monitoring companies on vision-net prior to move in for Regus Ireland centres• Being a point of contact to the MLRO for Regus Ireland centres• Assessing if customers are on regulated markets, or authorised by an approved competent authority to lower risk analysis (Simplified CDD) Show less

Dublin 1, Ireland

Seconded to A&L Goodbody to work with the MLRO on a large remediation project on AML for an upcoming audit.• Completing Risk assessments for all Regus clients• Liaising with clients on required CDD documentation required• Obtaining companies house documentation• Reporting STR's to the MLRO• Reviewing Due Diligence files• PEP Checks• Assisting colleagues on necessary procedures and policies• Verifying/Confirming CDD documentation that has been certified by a… Show more Seconded to A&L Goodbody to work with the MLRO on a large remediation project on AML for an upcoming audit.• Completing Risk assessments for all Regus clients• Liaising with clients on required CDD documentation required• Obtaining companies house documentation• Reporting STR's to the MLRO• Reviewing Due Diligence files• PEP Checks• Assisting colleagues on necessary procedures and policies• Verifying/Confirming CDD documentation that has been certified by a professional body Show less

• Answering calls and taking messages• Greeting clients and candidates• Uploading jobs onto job boards (Irish jobs and Recruit Ireland)• Editing CV’s and uploading to the system – SW2• Filing and organising of the office• Assisting the Office Manager with payroll• Using Microsoft Office Suite for general admin duties as required• Researching leads for possible sales

International Diploma In Aml, Merit

Professional Diploma In Compliance, Compliance Within Financial Services

Professional Certificate In Compliance

Compliance and the Regulatory Structure PDC1 and Conduct of Business Rules PDC2

Claritas Investment Certificate, Investments And Securities, Certificate

The CFA institute investment foundations certificate program covers the essentials of finance, ethics, and investment roles, providing.

Education record