Sr. Compliance Analyst
Current
Emerald Connect
Compliance Principal responsible for reviewing all Emerald prepared content.
Apr 2013 - Present
AeroLeads people directory · profile
Lisa Thacker Email & Phone Number
Compliance
at
Emerald Connect
1 work email found
@broadridgeadvisorsolutions.com
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Emerald Connect
Role
Compliance
Location
San Diego, California, United States
Who is Lisa Thacker? Overview
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Quick answer
Lisa Thacker is listed as Compliance at Emerald Connect, based in San Diego, California, United States. AeroLeads shows a work email signal at broadridgeadvisorsolutions.com and a matched LinkedIn profile for Lisa Thacker.
Lisa Thacker previously worked as Sr. Compliance Analyst at Emerald Connect and Director of Compliance / AML Officer at Madison Avenue Securities, Inc.. Lisa Thacker holds Associate'S Degree, Paralegal, 4.0 from Rochester Business Institute.
Company email context
Email format at Emerald Connect
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{first}.{last}@broadridgeadvisorsolutions.com
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AeroLeads found 1 current-domain work email signal for Lisa Thacker. Compare company email patterns before reaching out.
Profile bio
About Lisa Thacker
A top-performing Director of Compliance with over 10 years of financial services experience. An out of the box thinker with a keen eye to visualize the necessary outcome.
Listed skills include Securities, Series 24, Series 63, Finra, and 30 others.
Current workplace
Lisa Thacker's current company
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Emerald Connect
5 roles
Lisa Thacker work experience
A career timeline built from the work history available for this profile.
Director Of Compliance / Aml Officer
Madison Avenue Securities, Inc.
- Written Supervisory Policy formation and interpretation- Investigate and prepare responses to Regulatory inquires/exams for State and Federal agencies- Creation and review of AML polices/ compliance programs- Supervise Advertising Analysts and interface with FINRA Advertising Analysts- Effectively interface with Regulators and Advisors during the course.
Sep 2007 - Apr 2013
Compliance Analyst
Wall Street Financial Group, Inc
- Perform audits throughout various departments of the firm to ensure all regulations were followed- Worked with various areas of the company including legal and corporate communications, recommending changes in the business practices so that the firm continue to work within rules and regulations,- Written Supervisory Policy formation and interpretation.
Aug 2006 - Sep 2007
Lifemark Securities, Inc
Compliance Coordinator
Jun 2005 - Aug 2006
Paralegal Legal Assistant
Insurance & Securities Regulatory Consulting
Jan 2005 - Aug 2006
1 education record
Lisa Thacker education
-
Rochester Business Institute
FAQ
Frequently asked questions about Lisa Thacker
Quick answers generated from the profile data available on this page.
What company does Lisa Thacker work for?
Lisa Thacker works for Emerald Connect.
What is Lisa Thacker's role at Emerald Connect?
Lisa Thacker is listed as Compliance at Emerald Connect.
What is Lisa Thacker's email address?
AeroLeads has found 1 work email signal at @broadridgeadvisorsolutions.com for Lisa Thacker at Emerald Connect.
Where is Lisa Thacker based?
Lisa Thacker is based in San Diego, California, United States while working with Emerald Connect.
What companies has Lisa Thacker worked for?
Lisa Thacker has worked for Emerald Connect, Madison Avenue Securities, Inc., Wall Street Financial Group, Inc, Compliance Coordinator, and Insurance & Securities Regulatory Consulting.
How can I contact Lisa Thacker?
You can use AeroLeads to view verified contact signals for Lisa Thacker at Emerald Connect, including work email, phone, and LinkedIn data when available.
What schools did Lisa Thacker attend?
Lisa Thacker holds Associate'S Degree, Paralegal, 4.0 from Rochester Business Institute.
What skills is Lisa Thacker known for?
Lisa Thacker is listed with skills including Securities, Series 24, Series 63, Finra, Series 7, Financial Services, Investment Advisory, and Long Term Care.
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