Subhash Sharma

Subhash Sharma Email and Phone Number

Consultant @ Mumbai, MH, IN
Mumbai, MH, IN
Subhash Sharma's Location
Mumbai, Maharashtra, India, India
About Subhash Sharma

Chief Compliance officer and EVP with 28+ Years of Expertise in Compliance, Legal, and Operations within Capital Markets | Proven Leadership in Regulatory & Risk Management, Legal Advisory, Audit & Inspection, and KYC & AML | Expert in Overseeing Back & Front Office Operations | Driving Operational Excellence and Team Performance | Experienced in Product Implementation, Grievance Resolution, and Business Continuity | Committed to Regulatory Compliance and Organizational Growth

Subhash Sharma's Current Company Details
S D Sharma

S D Sharma

Consultant
Mumbai, MH, IN
Subhash Sharma Work Experience Details
  • S D Sharma
    Consultant
    S D Sharma
    Mumbai, Mh, In
  • Gepl Capital Pvt. Ltd.
    Senior Vice President – Head Of Compliance, Legal & Operation
    Gepl Capital Pvt. Ltd. Dec 1999 - Present
    Heading Compliance, Legal and Operations • Compliance- Regulatory Compliance- Circulars Implementation- Exchange Query Resolution- Timely Reporting- AML & KYC• Audits and Inspections- SEBI/Exchange Inspection- Risk Management- Statutory & Internal Audit• Business Management and Development• Back/Front Operations- Monitoring Department Function- Sync with Compliance- Process Mapping • Legal Matter- IGRP Cases- Arbitration Cases - SCN Hearing- SAT Appeal- High Court & Legal Affairs Matter• Training & Development• Business Verticals- Margin Trading Facility (MTF)- SLBM• Data Analytics and Troubleshooting- Core Data Analytics- Inspection Data- Business Data Analysis
  • Gepl Capital Pvt. Ltd.
    Head Of Compliance, Legal And Operation
    Gepl Capital Pvt. Ltd.
  • Gepl Capital
    Chief Compliance Officer And Evp
    Gepl Capital Dec 1999 - Present
    Mumbai, Maharashtra, India
  • Rambha Leasing & Finance Pvt. Ltd.
    Accountant, Non-Banking Financial Company (Nbfc)
    Rambha Leasing & Finance Pvt. Ltd. Mar 1997 - Jan 1998
    - Managed day-to-day accounting for college-level institution- Maintained accurate financial records and data integrity- Collaborated with stakeholders to improve processes and reporting.

Subhash Sharma Education Details

Frequently Asked Questions about Subhash Sharma

What company does Subhash Sharma work for?

Subhash Sharma works for S D Sharma

What is Subhash Sharma's role at the current company?

Subhash Sharma's current role is Consultant.

What schools did Subhash Sharma attend?

Subhash Sharma attended University Of Mumbai, Mumbai University Mumbai, Indian Institute Of Banking & Finance (Iibf), World Trade Institute (Wti), Government Law College, Mumbai, Mumbai University.

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