Lon N. Email and Phone Number
Extensive Skills in Compliance, Finance, Financial Analysis, Banking, Investments, Microsoft Office ( Pivot tables), SQL etc... for Small, Mid-Size, & and Large Businesses across the United States. Obtained an MBA degree focused in Finance from Grand canyon University. Obtained series 7, series 66, series 63, series 9, series 10, and series 23. Series 9,10 and Series 66 is equivalent to series 24. Currently working towards getting the series 27 and being sponsered for CAMS as well as CRCM. Monthly analyze, review, create and submit filings to FINRA for firm. Regularly draft and implement new policies and procedures for firm. Quick learner who has passed all tests on first attempt and regualry has capacity to take on special projects due to efficency. Ability to work well independantly and with team.
Wells Fargo
View- Website:
- wellsfargo.com
- Employees:
- 246787
-
Corporate Risk Senior Test AnalystWells Fargo Sep 2022 - PresentPhoenix, Arizona, United States -
Investment Advisor Compliance AnalystThe Advisor Group 2021 - PresentRemote -
Regional Field Supervision Compliance AnalystThe Advisor Group May 2017 - PresentPhoenix, Arizona Area -
Risk AnalystCharles Schwab Aug 2009 - May 2017 -
Financial AnalystRbc Mar 2008 - Apr 2009Phoenix, Arizona Area -
Senior StockbrokerVanguard Oct 2005 - Mar 2008Phoenix, Arizona Area
Lon N. Education Details
-
Master Of Business Administration (Mba) -
AsuBachelor Of Arts (B.A.)
Frequently Asked Questions about Lon N.
What company does Lon N. work for?
Lon N. works for Wells Fargo
What is Lon N.'s role at the current company?
Lon N.'s current role is Senior Associate Vice President in Compliance.
What schools did Lon N. attend?
Lon N. attended Grand Canyon University, Asu.
Who are Lon N.'s colleagues?
Lon N.'s colleagues are Monica Baker, Cindy Koxvold, Matthew Hopkins, Rosalinda Lycett, Shashikanth Kothapalli, Kevin Polio, Sheila Bittner.
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