Lori Shea Email and Phone Number
Lori Shea work email
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Lori Shea personal email
Over the past 20+ years, I have acquired extensive experience in regulatory relations, enterprise audit, operational process development, risk management, and compliance processes in the financial services industry. This expertise – coupled with my cross-functional leadership skills and program management capabilities – has enabled me to provide end-to-end leadership for strategic programs focused on regulatory relations management. A few of my achievements include:★ Winning the 2005 Service Excellence Award at Wells Fargo - the company’s highest achievement award – for operational excellence in maintaining regulatory compliance and mitigating risk.★ Receiving the 2011 Gold Coin Award at Wells Fargo in recognition of focus on shared goals, exemplary performance, and excellent service to business partners.★ Building a consistent escalated approval process and formal review process that provided clear visibility to senior Wells Fargo management on prolonged issues and risks facing business units. ★ Restructuring the Confidential Supervisory Information (CSI) program at Wells Fargo by executing an enterprise-level compliance policy, an online training course, and monitoring for data loss prevention. At this present time, I’m seeking an exciting career opportunity where I can showcase my expertise in regulatory relations and risk management to design and deliver innovative programs that ensure organizational compliance and broader business integrity. I can be contacted via evrk@comcast.net. Thank you for your interest, and I look forward to discussing the next steps with you.Sincerely, Lori Shea, CISA
Wells Fargo
View- Website:
- wellsfargo.com
- Employees:
- 205138
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Svp And Regulatory Relations Director, Enterprise Technology - 2021 To PresentWells FargoVancouver, Wa, Us
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Svp/Regulatory Relations Director, Enterprise Technology - 2021 To PresentWells Fargo Jun 2021 - PresentSan Francisco, California, UsI am responsible for directing the Confidential Supervisory Information (CSI) Data Loss Prevention Events Program for Wells Fargo.KEY ACHIEVEMENTS★ Develops and executes automated monitoring and blocking of CSI leaving the company network, to reduce the risk of unauthorized disclosure.★ Collaborates with senior leadership, Legal, Compliance, Investigations, Compromised Data and Employee Relations to enable effective remediation of unauthorized CSI disclosure events.
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Svp/Head Of Regulatory Relations Program Management - 2018 To 2021Wells Fargo Mar 2018 - Jun 2021San Francisco, California, UsI was responsible for overseeing the CSI Program and Regulator Support, providing strategic and tactical direction to drive cross-discipline consistency in regulatory approach and planning.KEY ACHIEVEMENTS★ Ensured effective communications with regulators through the development and implementation of enterprise-level protocols for requesting authorization to share CSI and in reporting CSI events.★ Maintained effective controls for safeguarding CSI by executing an enterprise-level program to provide policies and procedures, communications, and oversight while conducting CSI training sessions to ensure that critical concepts were understood by team members.★ Provided strategic and tactical direction to support the regulator space, access, and equipment needs.
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Vp/Head Of Wells Fargo Regulatory Coordination For The Federal Reserve Bank And Fdic - 2017 To 2018Wells Fargo Mar 2017 - Mar 2018San Francisco, California, UsI was accountable for managing strategic partnerships with the Federal Reserve Bank of San Francisco and the Federal Deposit Insurance Corporation, in addition to overseeing the Wells Fargo CSI program.KEY ACHIEVEMENTS★ Documented policies and procedures in addition to providing internal training and fostering communications at all levels to reduce enterprise risk in safeguarding CSI.★ Secured regulatory approval as needed for sharing CSI with third parties.★ Developed productive partnerships within a matrixed team structure to enable regulatory coordination while presenting accurate and comprehensive responses to regulators.★ Collaborated with senior leadership to ensure clarity on regulatory requirements and regulator expectations by breaking critical concepts down to constituent parts, thereby enabling a comprehensive exam response by all levels. ★ Directed benchmarking on regulatory topics to determine Wells Fargo’s alignment with industry expectations relative to critical oversight matters.★ Managed the Wells Fargo Regulator College, which provided centralized resources to familiarize federal regulators with Wells Fargo and its structure, processes and offerings.
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Vp/Operational Risk And Compliance Manager (Enterprise Functions Groups Compliance) - 2016 To 2017Wells Fargo Aug 2016 - Mar 2017San Francisco, California, UsI was in charge of the regulatory activity coordination team, supporting regulatory examinations for Data Management and Insights (DMI) and Enterprise Information Technology (EIT).KEY ACHIEVEMENTS ★ Coordinated supervisory activities effectively by sustaining and managing relationships with regulatory partners, in addition to leading the centralized issues validation team in implementing a corrective action validation process.★ Utilized operational risk tools such as the Archer platform - used for managing regulatory issues - while leading the specific team that provided tool support. ★ Identified common regulator themes, risks, and trends and reported findings to DMI and EIT group leaders.★ Successfully coordinated internal audits of DMI and EIT.★ Minimized time and resource impacts on each line of business by adopting a consistent approach and serving as the central point of contact for regulatory exams and internal audits.
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Vp/Audit, Exam, Reporting, And Operational Risk Tools Team Manager - 2012 To 2016Wells Fargo Jul 2012 - Aug 2016San Francisco, California, UsI was accountable for regulatory and audit activity coordination efforts, corrective action validation processes, and managing tools and reporting teams for the Technology, Data and Operations (TDO) business groups and management.KEY ACHIEVEMENTS★ Provided a governance framework for overall audit coordination activities within TDO and coordinated internal audits and regulatory exams across multiple business groups. ★ Implemented the ZixGateway email encryption security system throughout the company, which improved communications security between Wells Fargo and its primary federal banking regulators.
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Vp/Risk Manager - Risk Operations And Fraud Prevention Services And Risk Programs - 2010 To 2012Wells Fargo Sep 2010 - Jul 2012San Francisco, California, UsI directed the Operations Quality Control Review (OQCR) and Sarbanes Oxley (SOX) testing teams and provided risk management advice on Risk Operations and Fraud Prevention Services initiatives.KEY ACHIEVEMENTS★ Evaluated SOX processes and developed requirements to ensure timely completion of testing and developed new OQCR processes to test controls for adequacy and effectiveness in high-risk areas.★ Ensured smooth operations through the effective management of risk programs for the Operations lines of business, such as Payment Systems Risk, Fraud Risk Management, Customer and Consumer Authentication, and Identity Theft Risk.
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Vp/Information Technology Senior Audit Manager (Internal Audit) - 2005 To 2010Wells Fargo Dec 2005 - Sep 2010San Francisco, California, UsI led an team responsible for auditing IT general controls and led the team assigned to audit the integration process of Wells Fargo and Wachovia for the Technology, Operations, Consumer Lending, Human Resources, Corporate Properties, Legal, and Finance lines of business.KEY ACHIEVEMENTS★ Spearheaded the completion of complex cross-enterprise audits and project reviews by coordinating and communicating with diverse business partners and regulators.★ Created and enhanced communication and reporting for Internal Audit, senior Internal Audit management, the Audit and Examination Committee of the Board of Directors, and the primary federal banking regulators.
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Auditor To Audit Manager - 1999 To 2005Wells Fargo Sep 1999 - Dec 2005San Francisco, California, UsI developed and executed risk frameworks and annual risk coverage strategies to support testing of information security, physical security, business continuity planning, and vendor management controls. KEY ACHIEVEMENTS ★ Conducted and led audits of banking, operations, technology and compliance functions.★ Acquired progressive experience and responsibility, being promoted from Auditor to Information Technology Senior Audit Manager in six years. ★ Directed a high-performing audit team in various locations throughout the company by creating development plans, enhancing current skill levels, and training the team to take on future responsibilities.
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Assistant Branch ManagerWells Fargo Sep 1997 - Sep 1999San Francisco, California, UsI served as the branch security officer and supervised personal banking officers.
Lori Shea Skills
Lori Shea Education Details
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Thunderbird School Of Global ManagementInternational Management -
Oregon State UniversityInternational Business And Marketing
Frequently Asked Questions about Lori Shea
What company does Lori Shea work for?
Lori Shea works for Wells Fargo
What is Lori Shea's role at the current company?
Lori Shea's current role is SVP and Regulatory Relations Director, Enterprise Technology - 2021 to Present.
What is Lori Shea's email address?
Lori Shea's email address is um****@****ast.net
What schools did Lori Shea attend?
Lori Shea attended Thunderbird School Of Global Management, Oregon State University.
What skills is Lori Shea known for?
Lori Shea has skills like Risk Management, Enterprise Risk Management, Financial Risk, Internal Audit, Operational Risk Management, Banking, Vendor Management, Security, Auditing, Management, Information Security, Leadership.
Who are Lori Shea's colleagues?
Lori Shea's colleagues are Josel Gregorio Retumban, Erick Undefined, Maurice Macon, Wendy Gifford, Ekta Sharma, Crissie Fowlkes, Shannon Mccall.
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