Lucas Johnson, Cfa Email & Phone Number

Denver, Colorado, United States

Denver, Colorado, United States

Greater Denver Area

- Responsible for the design, implementation, and continuous improvement of the alternative mutual fund platform including investment research, data management, and education content.- Coordinated with the Business Development, Sales, and Software Engineering teams to build a best in class product that expanded platform coverage by 33%. - Performed investment research and due diligence on mutual funds with alternative investment strategies. - Built and monitored program management… Show more - Responsible for the design, implementation, and continuous improvement of the alternative mutual fund platform including investment research, data management, and education content.- Coordinated with the Business Development, Sales, and Software Engineering teams to build a best in class product that expanded platform coverage by 33%. - Performed investment research and due diligence on mutual funds with alternative investment strategies. - Built and monitored program management policies and procedures to ensure data quality and timeliness.- Supported the Business Development, Marketing, and Customer Care initiatives of the broader AI Insight research platform to retain and grow our client base.- Relationship management for mutual fund sponsors, investment managers, and third-party research providers relating to current and prospective products. - Provided input and analysis on firm-wide strategic initiatives including the development of new service offerings and partnership opportunities with other firms.- Received Exceeds Expectations Ratings on each of my annual reviews at the firm. Show less

Greater Denver Area

Responsibilities:- Conducted qualitative and quantitative due diligence on a broad set of investments including mutual funds, exchange traded funds (ETFs), insurance products, third-party asset management platforms, and alternatives. - Due Diligence reviews included and in-depth analysis of organizational structures; firm histories (including regulatory); investment management, strategy, and process; investment platforms; performance; fees and expenses; and associated risks.-… Show more Responsibilities:- Conducted qualitative and quantitative due diligence on a broad set of investments including mutual funds, exchange traded funds (ETFs), insurance products, third-party asset management platforms, and alternatives. - Due Diligence reviews included and in-depth analysis of organizational structures; firm histories (including regulatory); investment management, strategy, and process; investment platforms; performance; fees and expenses; and associated risks.- Authored and co-authored white papers, economic commentary, and product reference books designed to aid in financial representative education, training, and client management. - Presented and discussed due diligence related topics on various forums including the firm’s executive committee, cross-departmental product committees, and field (financial representative) wide conference calls and webinars. - Constructed due diligence reports, memos, and product notices in facilitation of firm-wide compliance and effective communication of ongoing and developing risks. - Developed and managed the Long/Short Equity, Multicurrency, and Socially Responsible Investing (Environment, Social and Governance – ESG) categories of the NPH mutual fund recommended list. - Traveled and represented the NPH due diligence department on asset manager on-sites, industry conferences, product sponsor forums, and analyst meetings. Show less

Denver, Co

Gunnison, Co

Responsibilities: - Evaluated client portfolios performing comprehensive analysis comparing current investment allocations to portfolio models constructed specifically for clients based on current market conditions and risk tolerances. - Generated documents for investment proposals, participated in client meetings, and executed purchase and divestiture orders. - Monitored market conditions, Federal Reserve policies, and economic trends to anticipate and navigate developments that… Show more Responsibilities: - Evaluated client portfolios performing comprehensive analysis comparing current investment allocations to portfolio models constructed specifically for clients based on current market conditions and risk tolerances. - Generated documents for investment proposals, participated in client meetings, and executed purchase and divestiture orders. - Monitored market conditions, Federal Reserve policies, and economic trends to anticipate and navigate developments that may impact client portfolios. - Conducted quarterly research and analysis on all securities offered by the office with emphasis on securities recommended to clients. Show less