Lucas W. Email & Phone Number

Manchester, England, United Kingdom

Manchester, England, United Kingdom

Partner with the business and Risk function in a specialist capacity, identifying, assessing and managing Financial Crime risks within agreed risk appetite and using the organization's risk framework. Inspiring a team of business and customer control partners to make sure the team objectives are achieved.Key responsibilities: -Responding to potentially high risk and complex Client Due Diligence (CDD)/Know Your Customer (KYC) queries and issues (from various NatWest Group commercial and private banking franchises - including for high value Leveraged & Structured Finance deals)-Undertaking risk assessments to ensure that we on-board and review customers in line with CDD requirements, throughout the customer lifecycle-Determining CDD requirements, engaging stakeholders and acting as an escalation point to ensure that the business can identify, assess and manage CDD risk effectively and efficiently-Ensuring there are adequate and effective processes and controls in place to manage CDD risks, identifying and implementing improvements where necessary-Supporting simplification and improvement activity to enhance CDD activity while remaining compliant from a regulatory point of view-Helping to identify gaps and issues on a proactive basis, taking action where necessary to mitigate risks-Creating and updating internal process documents and system documentation in-line with guidance and policy changes

Crawley, West Sussex, Uk

Key responsibilities:-Providing additional Sign-offs for High Risk Commercial/Corporate On-boarding & Periodic Review cases (e.g. MSBs)-Acting as a Subject Matter Expert regarding all Complex & High Risk queries coming from On-boarding & Periodic Review teams-Analysing sensitive adverse / crime database information to provide guidance to On-boarding & Periodic Review analysts-Liaising sensitive information with other Risk and Financial Crime teams within the bank-Reviwing of Politically Exposed Persons for new and existing Business & Commercial banking connections

Crawley, West Sussex, Uk

Key responsibilities:-Executing High Risk & Complex Customer Due Diligence of new Corporate/Institutional and Commercial Customers, and existing ones that take on new products -Liaising directly with Customers and with Relationship Managers to produce Enhanced “Know Your Business” and “Know Your Customer” risk assessments that are accurate, compliant with relevant legislation and internal policies, and are completed within set timescales-Analysing business's financial information, corporate structure, and ownership model to identify and mitigate any red flags indicative of increased money laundering risk-Analysing adverse press / internal & external crime database information -Supporting and coaching team members, advising other teams and relationship managers on complex CDD issues

Crawley, West Sussex, Uk

Key responsibilities:-Carrying out CDD Periodic Reviews and Remediation by analysing Commercial Customers in High Risk industries, with complex corporate structures-Analysing business's financial information, corporate structure, and ownership model to identify and mitigate any red flags indicative of increased money laundering risk-Liaising with Relationship Managers to produce KYC and KYB risk assessments that are accurate, compliant with relevant legislation and internal policies, and are completed within set timescales-Supporting and coaching team members, advising other teams and managers on complex KYC issues

Warsaw, Masovian District, Poland

Key responsibilities:-Executing and checking quality in Customer Due Diligence reviews in numerous Know Your Customer AML processes (Commercial, Corporate & Institutional, Remediation, Restructuring, Divestment, Ulster)-Identifying and escalating potential risk and operational issues-Responding to a defined range of customer requests, offering one of a number of solutionswithin defined business parameters-Training new team members in the regulations and AML processes procedures-Building and keeping good relationships with Front Office Staff, Customers, Stakeholders and Business Partners-Supporting Line Manager in delivering daily reports and team managing