Lucy W. Email & Phone Number

Washington D.C. Metro Area

• Develops thought leadership, reports, case studies, webcasts, and other resources that address current financial reporting fraud issues. Leads technical and policy-oriented projects while working closely with.

Washington D.C. Metro Area

• Led fast-paced, complex investigations involving cases such as financial statement fraud,misappropriation of assets, bribery, corruption, kickbacks, cash skimming, and conflicts of interest,frequently in response to.
• Designed and implemented anti-bribery and anti-corruption risk assessments for multinationalcompanies in various high risk industries including pharmaceutical, medical devices, consumerdiscretionary, hospitality, and.
• Directed and executed in-person site visits in multiple high risk jurisdictions, including but not limited to, China, Malaysia, Indonesia, Vietnam, South Korea, Nigeria, Kenya, and United Kingdom.
• Strengthened clients’ global compliance programs through devising preemptive plans and remedial actions that enhanced their internal controls, policies and procedures, and overall compliance awareness.
• Trained management personnel in C-Suite, Finance and Accounting, Internal Audit, Internal and External Counsel, Compliance, Sales, and various other business units.

Shanghai

• Specialized in FCPA due diligence engagements, anti-corruption compliance assessments, financial crime investigations, expense claim reviews and corporate intelligence services.
• Skilled in key task areas including transaction testing, contract review, interview notes composition, research and reporting.
• Collaborated with auditors, transaction service specialists, lawyers and investment bankers to corroborate findings.
• Assisted clients in identifying government touch points, inappropriate payments, fraudulent financial transactions, lack of transparency in books and records, bribery and corruption related red flags, etc.
• Gained exposure in the automotive, consumer and retail, healthcare, industrial products, pharmaceutical, private equity, real estate, steel and technology industries.

Greater New York City Area

• Engaged with multiple Global Markets fixed income and equity product areas via a 10-week rotational program.
• Mortgages & Securitized Products: Analyzed collateral structures and key asset details behind several mortgage deals and swap schedules; presented an evaluation on Ginnie Mae’s role and future in the mortgage finance.
• Institutional Foreign Exchange Sales: Devised and pitched trade ideas focused on Asian currencies through analysis of research, market performance, international events, asset movements, and spot, forward, and option.
• Securities Lending: Valued competitiveness of rebates and ability to protect clients’ positions from buy-ins and recalls, quality, size, and resourcefulness of borrows, and flexibility of collateral requirements in.

China

• Prospected international technology companies to establish branch locations in China’s newest technology zone in Hangzhou.
• Identified real estate companies specializing in site planning, acquisition, advising, and international investment management primarily in the Asia-Pacific region to assist prospective technology companies in.
• Assembled rich database of technology companies across North America and Europe to invest and build R&D centers in XiXi
• Generated and organized extensive workbooks and research manuals tailored to different facets of the XiXi Sci-Tech Island project.
• Translated and analyzed comparable Chinese development zones’ strategies competitive advantages to create original strategic analysis.

Greater New York City Area

• Researched prospective clients and referrals through LinkedIn, business websites, and local newsletters.
• Transcribed research documents to create spreadsheets on Microsoft Excel for daily meetings.
• Tracked customer transactions to avoid gaps and miscommunications.
• Trained subsequent intern and created a customized manual for all future interns
• Maintained, organized, and updated database of customer information.

Baltimore, Maryland Area

• Created and filed invoices during main summer sale.
• Recorded values of merchandise using DacEasy accounting software.
• Kept records of merchandise for company inventory by creating ledgers on Microsoft Excel.
• Communicated with customers over the phone and in person.
• Maintained, organized, and updated database of customer information.

China

• Explored different areas of Canton Province.
• Set up stages for weekly traditional song and dance performances.
• Maintained performance stages and facilities in teams.
• Prepared actors for performances with makeup and wardrobe assistance.

Bachelor Of Science, Finance, Accounting, Sociology

Activities and Societies: NYU Table Tennis Team - Captain, Recruiter, Tournament Assistant: Team placed 11th in 2010 NCTTA National.

High School Diploma, Business

Activities and Societies: National Honors Society, Academy of Finance, Math Team - President, Varsity Tennis TeamCumulative GPA: 4.0/4.0.