Ludy Serio Lopez Email & Phone Number

I’m currently a junior at the University of Central Florida, embarking on my journey into finance. As I begin my finance coursework, I’m excited to explore the world of financial markets, investments, and corporate finance. My goal is to build a strong foundation in financial analysis, portfolio management, and risk assessment as I advance in my studies.In addition to my academic pursuits, I serve as the Compliance Director at La Rosa Realty CW Properties LLC, where I oversee the accuracy and legality of real estate contracts and transactions. My role involves auditing files, identifying compliance risks, and ensuring timely and accurate commission disbursements. This experience has strengthened my attention to detail, regulatory knowledge, and ability to guide others in maintaining compliance with industry standards.I’m excited to connect with professionals in the finance and real estate industries as I continue to build my expertise and explore new opportunities. Let’s connect if you’d like to discuss finance, compliance, or career opportunities!

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  Director Of Compliance

  La Rosa Realty

  Feb 2024 - Present - Wekiwa Springs, Florida, United States

  Examine real estate contracts, purchase agreements, and other transactional documents to ensure compliance withstate and federal regulations.Regularly audit transaction files to ensure all required documents are complete and accurate before closing.Identify potential compliance risks in documentation and provide corrective guidance to agents.Ensure that commission payments are calculated accurately based on company guidelines, splits, and agreements.Monitor and approve commission disbursements to ensure they are processed promptly and in accordance withagreements.Keep agents informed of any changes in compliance rules, regulations, or company policies that affect theiroperations.