⚡️Luiggi Pera Email & Phone Number

Orlando, Florida, United States

New York, NY

• Oversight of product, compliance, legal, and risk
• Leading the Funding Portal membership process with the SEC and FINRA (Funding Portal membership GRANTED!)
• Reviewing and submitting Reg CF /D Offerings via EDGAR on SEC.gov
• Developed procedures and compliance program
• Designed the first version of Miventure mobile app

Greater New York City Area

• An app for foodies to easily map and track the delicious foods they found on Instagram
• As a foodie myself I utilized this app all the time when I wanted to try new foods
• Manage design, development, operations, and social media
• Designed app and created assets for development
• Investor outreach, pitch deck, financial modeling

Greater New York City Area

• Compliance and Audit Oversight Manager for the Private Bank's First Line AML Risk team
• Ensures that all new regulations related to BSA/OFAC and AML are included in the procedures and that proper training is provided
• Spearhead all internal audits, compliance testing, and responses to the OCC and other regulatory bodies as necessary
• Enhance business processes where efficiency and procedural gaps are identified between all businesses and operations teams
• Manage the multiple projects underway as a result of team expansion and new AML software being implemented
• Led the launch of the new Wealth Management compliance team including procedures, technology, and training

New York, New York

• Compliance officer and manager for Global Compliance Operations (GCO)
• Provides operational support and due diligence for every client within the different lines of business at JP Morgan such as Asset Management, Corporate & Investment Banking, Commercial Banking, Investor Relations, and.
• Developed procedures and policies for Anti-Money Laundering and Terrorist Finance prevention for all the different Lines of businesses
• Traveled domestically and internationally to learn the different AML/KYC processes and KYC systems for Asset Management, Investor Relations, and Corporate & Investment Banking
• Designed a training program for our teams in New York and Hyderabad, India
• Manage multiple AML/KYC projects

New York, New York

• Team Lead involved in anti-money laundering and terrorist finance compliance for Corporate and Investment Banking
• Performed due diligence and quality control on accounts involving private/public corporations, hedge funds, mutual funds, private equity firms, and escrows involving North America, LATAM, EMEA, and APAC regions.
• Updated compliance procedures and led trainings for our global CIB department.
• Point of contact and lead speaker for our interdepartmental meetings regarding inconsistency in procedure and performance.
• Performed screenings on clients for OFAC sanctions, PEP, and Negative Media screenings.
• Performed extensive research using Lexis Nexis, Nexis, and various government databases.

New York, New York

• Involved in anti-money laundering and terrorist finance prevention for Corporate and Investment Banking
• Performed due diligence on escrow transactions involving mergers and acquisitions
• Performed reviews of escrow agreements, annual reports, financial statements, 10-K’s, PPMs, and formation documents
• Performed screenings on clients for OFAC sanctions, PEP, and Negative Media screenings
• Perform extensive research using Lexis Nexis, Nexis, and various government databases

• Involved in contract review, criminal law, real estate law, business formation, and workers’ compensation cases
• Developed client relationships by attending networking events and community gatherings.
• Maintained client relationships by promptly communicating case updates
• Assisted with arraignments, preliminary hearings, disclosure, and sentencing procedures
• Assisted attorneys in each step of the litigation process
• Performed extensive research using Westlaw Next

New York, New York

• Involved in medical malpractice and personal-injury matters
• Communicated with clients, insurance companies, Medicare, and Medicaid
• Responsible for medical record translation and medical review production
• Performed extensive research using Lexis Nexis and government websites
• Drafted various legal documents such as memos, affidavits, HIPAA forms, and letters of intent

Master Of Business Administration (Mba), Focus In Marketing And Entrepreneurship, 3.4 Gpa

Juris Doctor, Law

Activities and Societies: Vice president and Events Coordinator of the Education Law Society, Michigan State Police Mock Trials 2012.

Bachelor'S Degree, Criminal Justice/Legal Studies